Search for: "OFFICE OF COMPLIANCE"
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10 May 2012, 5:56 am
On Friday, May 4, NLRB Associate General Counsel Anne Purcell issued a case handling memo instructing regional offices on how to handle immigration issues in unfair labor practice compliance proceedings. [read post]
22 Sep 2014, 11:07 am
The GAO report documents “confusion” among contracting officers regarding their obligations to ensure compliance with subcontracting limits. [read post]
15 Feb 2012, 2:59 pm
s Office of the... [read post]
14 Feb 2009, 6:57 am
With my move from Goodwin Procter to be Chief Compliance Officer at a real estate company, I have been using a blog to keep my notes. [read post]
10 Apr 2022, 10:00 pm
A draft law submitted for consideration to the State Duma—the lower chamber of the Russian parliament—would amend the Russian Criminal Code to make compliance with sanctions a criminal offense for directors and officers, punishable by severe penalties, including long-term imprisonment. [read post]
31 Dec 2007, 9:35 am
The upcoming year promises to bring new operational challenges to our evolving legal and compliance profession. [read post]
10 Apr 2022, 10:00 pm
A draft law submitted for consideration to the State Duma—the lower chamber of the Russian parliament—would amend the Russian Criminal Code to make compliance with sanctions a criminal offense for directors and officers, punishable by severe penalties, including long-term imprisonment. [read post]
27 Jan 2020, 11:26 am
The Securities and Exchange Commission Commission's Office of Compliance Inspections and Examinations (OCIE) today issued examination observations related to cybersecurity and operational resiliency practices taken by market participants…Read the Full Press ReleaseHave a securities law question? [read post]
10 Apr 2022, 10:00 pm
A draft law submitted for consideration to the State Duma—the lower chamber of the Russian parliament—would amend the Russian Criminal Code to make compliance with sanctions a criminal offense for directors and officers, punishable by severe penalties, including long-term imprisonment. [read post]
10 Apr 2022, 10:00 pm
A draft law submitted for consideration to the State Duma—the lower chamber of the Russian parliament—would amend the Russian Criminal Code to make compliance with sanctions a criminal offense for directors and officers, punishable by severe penalties, including long-term imprisonment. [read post]
10 Apr 2022, 10:00 pm
A draft law submitted for consideration to the State Duma—the lower chamber of the Russian parliament—would amend the Russian Criminal Code to make compliance with sanctions a criminal offense for directors and officers, punishable by severe penalties, including long-term imprisonment. [read post]
10 Apr 2022, 10:00 pm
A draft law submitted for consideration to the State Duma—the lower chamber of the Russian parliament—would amend the Russian Criminal Code to make compliance with sanctions a criminal offense for directors and officers, punishable by severe penalties, including long-term imprisonment. [read post]
26 Jan 2015, 2:58 am
The survey is for in house counsel and compliance officers who are... [read post]
14 May 2012, 1:56 pm
The New York Court of Appeals recently held that a hedge fund's compliance officer, who was an at will employee, had no claim for wrongful discharge because he was allegedly discharged for confronting the CEO about his front-running transactions. [read post]
22 May 2012, 8:23 am
The court noted that Sullivan’s compliance officer role was only one of the five positions he held, and he was not associated with other compliance officers in a firm where all were subject to self-regulation as members of a common profession, as was the case in Wieder. [read post]
3 Aug 2022, 7:02 am
The post JPMorgan’s List Of Reasons For Firing Mouthy Compliance Officers Look An Awful Lot Like Anti-Whistleblower Retaliation appeared first on Above the Law. [read post]
11 Apr 2010, 12:02 pm
However, Suzanne Barlyn notes that the new compliance officer does not have the... [read post]
5 Feb 2013, 11:49 am
Pillsbury will be hosting back-to-back programs this month on compliance and regulatory challenges facing Chief Compliance Officers. [read post]
8 Apr 2021, 9:08 am
This post is written for EHS managers/directors, Risk managers/directors, and compliance officers who are trying to understand their options for compliance solutions. [read post]
28 Nov 2022, 12:38 pm
For bigger practices, it might be best to have both an OSHA compliance officer and a HIPAA compliance officer. [read post]
