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When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they sustained in the $110M Horizon Private Equity III Ponzi scam run by its former Atlanta broker John J. [read post]
1 Jun 2023, 9:01 am by Jen Patja Howell
Alan recommended the Pulitzer-winning “American Prometheus,” a biography of Robert Oppenheimer, which he is listening to on audiobook. [read post]
19 May 2023, 3:51 am by Andrew Lavoott Bluestone
The settlement of the wife’s elective share claim does not utterly refute plaintiffs’ allegations of proximate cause because the complaint supports the inference that the settlement was effectively compelled by defendants’ malpractice (see Bernstein v Oppenheim & Co., 160 AD2d 428, 429-430 [1st Dept 1990]). [read post]
12 May 2023, 9:17 am by Silver Law Group
Joint book-running managers for the offering included Keefe, Bruyette & Woods, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, and Goldman Sachs, with Deutsche Bank Securities as lead manager, and Compass Point, Ladenburg Thalmann, KeyBanc Capital Markets, Oppenheimer, and Piper Sandler also as co-managers for the offering. [read post]
9 May 2023, 11:55 am by Zamansky LLC
Investment Fraud Lawyer Jake Zamansky Breakdown Common Investment Scams 00:10 Hello everyone. [read post]
14 Apr 2023, 4:52 am by Andrew Lavoott Bluestone
Bullock v Miller, 145 AD3d 1215, 1217-1218 [3d Dept 2016]; Miazga v Assaf, 136 AD3d 1131, 1134 [3d Dept 2016], lv dismissed 27 NY3d 1078 [2016]; Chamberlain, D’Amanda, Oppenheimer & Greenfield, LLP v Wilson, 136 AD3d 1326, 1328-1329 [4th Dept 2016], lv dismissed 28 NY3d 942 [2016]). [read post]
12 Apr 2023, 2:17 pm by Mark Astarita
We’re in growth mode’: Oppenheimer on the hunt for int’l advisors in MiamiThe firm is looking to grow its share of the international wealth management space after having recently opened a new office in Miami to house its advisorMark Astarita has been representing advisors who are changing firms and firms who are hiring thos advisors for decades. [read post]
5 Apr 2023, 2:41 am by jonathanturley
For those attorneys, they have reached the point described by Robert Oppenheimer after the development of the atomic bomb. [read post]
14 Feb 2023, 11:44 am by David Newhoff
Later, they quote Robert Oppenheimer … It is not possible to be a scientist unless you believe that the knowledge of the world, and the power which this gives, is a thing which is of intrinsic value to humanity, and that you are using it to help in the spread of knowledge, and are willing to take the consequences. [read post]
2 Feb 2023, 9:05 pm by renholding
According to the court, Nomura and Oppenheimer, Gig3’s IPO bookrunners, were also hired to serve as Gig3’s financial advisors, but they were not asked to provide a fairness opinion on the merger. [read post]
8 Dec 2022, 12:07 pm by kytestrings_admin
Now, most of the major brokerage firms like UBS Financial Services, Merrill Lynch, Morgan Stanley, Goldman Sachs, Oppenheimer and others, are all recommending that their customers allocate a portion of their portfolio to alternative investments. [read post]
8 Dec 2022, 6:06 am by Chile Eboe-Osuji
“It can no longer be doubted that as a matter of general customary international law a head of state will personally be liable to be called to account if there is sufficient evidence that he authorised or perpetrated such serious international crimes. [read post]
More than 400 investors have suffered losses in the alleged Horizon Private Equity Ponzi Scam involving ex-Oppenheimer & Co. broker John Woods. [read post]
7 Nov 2022, 6:27 am by David Post
[Robert Oppenheimer on the death of FDR.] [read post]