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4 Aug 2020, 8:23 am by David Cosgrove
Whistleblowers who report internally but do not to the SEC may still have some recourse against retaliation under state law or Sarbanes-Oxley. [read post]
16 Jun 2020, 2:18 pm by Kevin LaCroix
Simply stated, if the Mandiant report was not created in anticipation of litigation, then per Judge Anderson, it is not subject to the work-product doctrine protection. [read post]
28 May 2020, 3:07 pm by Townsend Bourne and Nikole Snyder
Cyberspace Solarium Commission, which was established to “develop a consensus on a strategic approach to defending the United States in cyberspace against cyber attacks of significant consequences,” released a Report in March 2020 recommending the Sarbanes-Oxley Act be amended to include new Securities and Exchange Commission (“SEC”) cybersecurity reporting requirements. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
BitMEX has stated that a hardware issue caused the outage. [read post]
19 Mar 2020, 9:05 am by Thomas Dillickrath and Molly Lorenzi
Accounting Oversight Bd, 561 U.S. 477 (2010) (provisions of the Sarbanes-Oxley Act establishing the Public Company Accounting Oversight Board declared unconstitutional); Elgin v. [read post]
31 Dec 2019, 8:53 am by Vandenack Weaver LLC
Date: December 31, 2019 On December 16, 2019 Petitioner Erin Daly filed a petition for writ of certiorari to have the United States Supreme Court review the 2nd Circuit ruling of Daly v. [read post]
19 Dec 2019, 6:20 am by John Jascob
The justices are scheduled to hear oral argument in Liu’s case on March 3, 2020 (Liu v. [read post]
16 Dec 2019, 3:14 pm by Giles Peaker
Oxley v Live in Guardians Limited LON/00BG/HMF/2019/0037 Thanks to Flat Justice (who represented the applicant) for news of this First Tier Tribunal decision. [read post]
15 Nov 2019, 6:17 am
Turner, Hemming Morse LLP, on Thursday, November 14, 2019 Tags: Accounting, Accounting standards, External auditors, GAO, Oversight, PCAOB, Sarbanes–Oxley Act, Securities regulation [read post]
29 Oct 2019, 12:00 pm by John Elwood
United States, as the U.S. [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
  The Telegram TRO   Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]