Search for: "Ontario Securities Commission"
Results 81 - 100
of 861
Sorted by Relevance
|
Sort by Date
23 May 2013, 5:30 am
The Law Commission of Ontario (LCO) recently unveiled its Final Report on Vulnerable Workers and Precarious Work. [read post]
10 Dec 2010, 12:20 pm
The Act amends the Ontario Securities Act and, among other things, (i) establishes a regulatory framework for trading in derivatives in Ontario; (ii) allows the Ontario Securities Commission to regulate credit rating organizations; (iii) provides the OSC authority to recognize and make decisions related to alternative trading systems and (iv) extends current prohibitions on insider trading and tipping to issuers that… [read post]
28 Apr 2010, 7:14 am
On April 23, the Canadian Securities Administrators (CSA) announced the recent signing by eight members of the CSA of a Supervisory Cooperation Arrangement with the China Banking Regulatory Commission with respect to a program that allows Chinese institutional investors to invest pooled funds in approved overseas financial markets. [read post]
21 Jan 2011, 12:48 pm
The Ontario Securities Commission (OSC) announced today that it has approved amendments to MFDA Rule 3.1.1, intended to harmonize the MFDA's minimum capital requirements with those under National Instrument 31-103 Registration Requirements and Exemptions, as well as amendments to Form 1 - Financial Questionnaire and Report. [read post]
22 Jul 2010, 9:45 am
On July 20, the Ontario Securities Commission (OSC) announced that it had approved the adoption of a new rule Rule 12 to its Rules of Procedure in order to enhance the approval process with respect to settlement agreements. [read post]
19 Mar 2009, 7:41 am
How does this initiative line up with the thinking of the Ontario Securities Commission on exempt trades by accredited investors and friends and family? [read post]
31 Aug 2012, 6:21 am
On August 23, 2012, the Ontario Securities Commission (OSC) published proposed amendments to its fee rule, 13-502. [read post]
7 Oct 2011, 1:14 pm
The Ontario Securities Commission today issued a notice and request for comment related to the proposed acquisition by the Maple Group Inc. of TMX Group, Alpha Trading Systems Limited Partnership and Alpha Trading Systems Inc., the Canadian Depository for Securities Limited and, indirectly, CDS Clearing and Depository Services Inc. [read post]
10 Sep 2012, 2:36 pm
Both the Alberta Securities Commission and the Ontario Securities Commission have suggested that they must carefully consider the public interest in deciding whether or not to make a reciprocal order in given circumstances. [read post]
10 Sep 2012, 2:36 pm
Both the Alberta Securities Commission and the Ontario Securities Commission have suggested that they must carefully consider the public interest in deciding whether or not to make a reciprocal order in given circumstances. [read post]
10 Sep 2012, 2:36 pm
Both the Alberta Securities Commission and the Ontario Securities Commission have suggested that they must carefully consider the public interest in deciding whether or not to make a reciprocal order in given circumstances. [read post]
20 Mar 2012, 1:30 pm
The Ontario Securities Commission today published a Staff Notice outlining areas of concern relating to emerging market issuers. [read post]
12 Nov 2010, 8:28 am
According to the Ontario Securities Commission Mitchell Finkelstein, a partner at the Bay St. firm of Davies Ward Phillips and Vineberg, is alleged to have gathered information on were four major Canadian business transactions that took... [read post]
2 Apr 2008, 2:46 pm
That is the message of the Ontario Securities Commission’s Staff Notice 51-716 on Environmental Reporting (the “Staff Notice”), released February 27, 2008. [read post]
9 Apr 2010, 1:09 pm
The Ontario Securities Commission (OSC) has approved amendments to the Rules of the Toronto Stock Exchange to eliminate the indicative calculated closing price feature on the TSX's Market On Close facility. [read post]
26 Jul 2016, 6:30 am
Whistleblowing is back in the news with the recent unveiling of the Ontario Securities Commission’s office of the Whistleblower. [read post]
10 Apr 2012, 11:07 am
The disclosure documents in question were filed exclusively with the United States Securities and Exchange Commission rather than any Canadian securities regulator, and the issuer is not a “reporting issuer” under the Ontario Securities Act. [read post]
3 Feb 2011, 8:15 am
The Ontario Securities Commission announced last week that it has approved amendments to IIROC's Universal Market Integrity Rules, proposed in November 2009, that are consequential to the CSA's implementation of changes to National Instrument 23-101 Trading Rules regarding trade-through protection. [read post]
18 Dec 2009, 11:52 am
The Ontario Securities Commission (OSC) today released a notice regarding the disclosure of corporate governance and environmental matters by reporting issuers other than investment funds. [read post]
11 Oct 2012, 8:45 am
The Ontario Securities Commission last week released a staff notice setting out the process for OSC Staff's review of the initial filings of entities applying to become recognized exchanges or alternative trading systems. [read post]
