Search for: "Oxley, in Re" Results 81 - 100 of 474
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
29 Mar 2017, 12:22 pm by Gabrielle Nagle
 They also need better communication about where their cases stand so they’re not sitting in limbo. [read post]
3 Mar 2017, 6:16 am
Audeh & Corey Brown, Foley Hoag LLP, on Thursday, March 2, 2017 Tags: Accounting, Acquisition agreements, Confidentiality, Cross-border transactions, Disclosure, FCPA, Financial reporting, International governance, Mergers & acquisitions, Reporting regulation, Sarbanes–Oxley Act, SEC, Securities regulation The Bylaw Puzzle in Delaware Corporate Law Posted by David A. [read post]
27 Feb 2017, 6:41 am by Eugene Volokh
A violation of the Sarbanes-Oxley Act, which prohibits altering a tangible object in order to impede an investigation? [read post]
20 Jan 2017, 6:13 am
Griffith, Fordham Law School, on Tuesday, January 17, 2017 Tags: Charter & bylaws, Delaware articles, Delaware cases, Delaware law, DGCL, Fee-Shifting, Forum selection, In re Trulia, Incentives, Jurisdiction, Merger litigation, Mergers & acquisitions, Private ordering, Securities regulation, Settlements, State law, Taxation Acquisition Financing: the Year Behind and the Year Ahead Posted by Eric M. [read post]
22 Dec 2016, 9:26 am by David Cosgrove
One of those additional categories of disqualification comes from the Sarbanes-Oxley Act. [read post]
13 Oct 2016, 3:00 am by John Jenkins
SOX Section 806 says that a successful plaintiff in a retaliation case is entitled to “all relief necessary” to make that individual whole – but the opinion cited only two cases when analyzing the propriety of a front pay award, neither of which involved a Sarbanes-Oxley retaliation case. [read post]
12 Oct 2016, 12:47 pm by Dykema
The court also found that the CFPB had violated PHH’s due process rights by fining PHH for conduct occurring prior to the CFPB’s (incorrect, according to the court) re-interpretation of RESPA. [read post]
5 Oct 2016, 4:00 am by Tracy Coenen
They’re often unspoken, and many would never admit that they believe them. [read post]
25 Aug 2016, 3:00 am by John Jenkins
Broc & I first connected back in 2003, when he invited me to join his advisory board after I gave a presentation on some obscure aspect of Sarbanes-Oxley at an ABA meeting. [read post]
17 Aug 2016, 5:03 pm by INFORRM
But not if you’re working for one of Britain’s EU-hating newspapers, particularly when in full Brexit propagandist flow. [read post]
5 Jul 2016, 11:10 pm by Anthony Primelo
Finally, the court noted that FRSA is one of many whistleblower statutes, including Sarbanes-Oxley and the Energy Reorganization Act, which provide whistleblowers the right to seek de novo review of DOL rulings in federal court. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]