Search for: "Oxley v. Oxley" Results 81 - 100 of 1,106
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23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
28 Oct 2022, 8:43 am by Unknown
The court also held that the plaintiff’s allegations do not satisfy the recklessness standard, stating that it is a more compelling inference that the company and its executives negligently made an accounting error and subsequently corrected their public disclosures when they became aware of the error (Rotunno v. [read post]
7 Sep 2022, 9:01 pm by Paul Munter
In recognition of the importance of high-quality audits, both domestically and abroad, Congress has taken significant action on at least two occasions in the past twenty years—with the Sarbanes-Oxley Act of 2002 (“SOX”)[6] and the Holding Foreign Companies Accountable Act (“HFCAA”) in 2020[7]—to provide centralized oversight and standards for the accounting profession that audits public companies (and registered broker-dealers) and to enhance the… [read post]
2 Sep 2022, 6:30 am
, Proxy advisors, Proxy voting, Securities regulation, Shareholder activism, Shareholder voting, Universal proxy ballots The Important Legacy of the Sarbanes Oxley Act Posted by Michael W. [read post]
8 Aug 2022, 7:40 am by John Jascob
By Anne Sherry, J.D.Retaliatory intent is a required element of a whistleblower claim under Sarbanes-Oxley, the Second Circuit held. [read post]
8 Aug 2022, 6:34 am by Second Circuit Civil Rights Blog
The Court uses this case to clarify the correct legal standard guiding these claims.The case is Murray v. [read post]
22 Jul 2022, 5:07 am by John Jascob
The SEC Historical Society panelists noted some of the lasting results of the Sarbanes-Oxley Act. [read post]
19 Jul 2022, 6:33 am by John Jascob
The appeals court disagreed, holding that the text of Sarbanes-Oxley Act (SOX) Section 1514A is not a rule or regulation of the Commission (Baker v. [read post]