Search for: "PROPERTY CONSULTANTS AND ADVISORS LLC" Results 81 - 100 of 546
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5 Jul 2022, 5:30 am
Creating a Family LLC for estate planning purposes is complex and requires legal expertise from an Estate Planning Attorney and a financial advisor before formalizing your LLC plan. [read post]
4 Aug 2020, 6:10 am by Staff Attorney
Advisor William Morrow (Morrow), currently employed by Concorde Investment Services, LLC (Concorde Investment) and formerly employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least 14 customer complaints and one employment termination for cause during the course of his career. [read post]
3 Aug 2020, 6:37 am by Staff Attorney
Advisor Christopher Shaw (Shaw), currently employed by Pruco Securities LLC (Pruco) and formerly employed by Kalos Capital, Inc. [read post]
12 May 2017, 12:14 pm by Renae Lloyd
Recovery of Investment Losses The White Law Group is investigating the liability brokerage firms may have for improperly recommending the following RK Properties TIC offerings: RK Black Mountain LLC RK Azure Creek LLC RK Del Mar Apartments LLC RK Lunaire Apartments LLC RK Northern Green Apartments LLC RK Parkway Vista Apartments LLC RK Ravello Townhomes LLC RK Sonata Apartments LLC If you have suffered losses as a… [read post]
2 Oct 2016, 5:51 am by Adam Weinstein
The securities lawyers of Gana LLP are investigating a customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Allegis Investment Services, LLC and its affiliated investment advisory firm Allegis Investment Advisors, LLC (Allegis) concerning unsuitable trading involving options. [read post]
23 May 2019, 7:14 am by Staff Attorney
According to BrokerCheck records financial advisor Paul Mante (Mante), employed by The GMS Group, LLC (The GMS Group), has been subject to eight customer complaints. [read post]
31 Mar 2017, 6:34 am by Renae Lloyd
  Additionally, approximately 2.5% dealer manager fee and up to 1.0% distribution fee was also deducted from the primary offering price, and up to 1.5% of the proceeds from the sale of shares may have been allocated to the Advisor (Dividend Capital Total Advisors Group LLC) for incurring or paying offering expenses. [read post]
30 Sep 2022, 9:06 am by The White Law Group
”   According to his broker profile, Goodbred’s outside business activities include Northern Lights Properties, LLC, Midwest Plan Advisors, and Midwest Wealth Management. [read post]
30 Dec 2019, 5:47 am by Staff Attorney
Advisor Jeffrey Dixson (Dixson), currently employed by Madison Avenue Securities, LLC (Madison Avenue) has been subject to at least seven customer complaints and one regulatory action during the course of his career. [read post]
27 Feb 2020, 8:00 am by Staff Attorney
Advisor John Hoidas (Hoidas), formerly employed by Uhlmann Price Securities, LLC (Uhlmann Price) has been subject to at least four customer complaints and one judgment or lien during the course of his career. [read post]
8 Jul 2018, 7:41 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating investor recovery options due to the alleged Ponzi Scheme orchestrated by Arthur Adams (Adams) and Madison Timber Properties LLC (Madison Timber) by The Securities and Exchange Commission (SEC). [read post]
17 Jul 2018, 9:19 am by Renae Lloyd
Investigating Claims involving CNL Healthcare Properties Did you lose money investing in CNL Healthcare Properties at the advice of you investment advisor? [read post]
21 Jun 2020, 9:03 am by Staff Attorney
Kennedy’s disclosed outside business disclosures include being an insurance agent, Kennedy Investment Consultants LLC, and Hoy Road Properties. [read post]