Search for: "PRUDENTIAL FINANCIAL"
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11 Jan 2024, 8:49 am
., banks, building societies, and Prudential Regulation Authority-designated investment firms), with the aim of ensuring that the UK continues to have world-class arrangements to manage the failure of financial firms. [read post]
9 Jan 2024, 9:12 am
One set of draft guidelines is addressed to financial institutions and prudential supervisors and sets common, regulatory expectations regarding the role of senior management, internal governance and risk management in the restrictive measures context. [read post]
21 Dec 2023, 5:00 am
On December 8, 2023, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) published a joint consultation paper titled ”CP26/23 – Operational resilience: Critical third parties to the UK financial sector. [read post]
19 Dec 2023, 8:56 am
On 19 December 2023, the Financial Conduct Authority (FCA), the Bank of England (BoE) and the Prudential Regulation Authority (PRA) published the latest annual CBEST thematic report. [read post]
18 Dec 2023, 9:01 am
Prudential policies will need to tackle heterogeneity to improve the overall efficiency of policy response against systemic climate risks. [read post]
14 Dec 2023, 9:09 am
The SI contains the fourth set of commencement regulations made under the Financial Services and Markets Act 2023 (FSMA 2023). [read post]
8 Dec 2023, 7:55 am
It discusses how the integration of the global financial system benefits the UK financial system while also creating risks and sets out how the PRA responds to these risks. [read post]
7 Dec 2023, 8:33 am
On 7 December 2023, the Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and Bank of England (BoE) jointly published a Consultation Paper (CP) on Operational resilience: Critical third parties to the UK financial sector (PRA CP26/23 and FCA CP23/30). [read post]
6 Dec 2023, 2:35 am
In recent years, diversity and inclusion (D&I) in the financial services sector has become a focus for regulators around the world. [read post]
5 Dec 2023, 8:28 am
On 5 December 2023, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) jointly published a Policy Statement (PS) on Remuneration: Enhancing proportionality for small firms (PRA PS16/23and FCA PS23/17). [read post]
5 Dec 2023, 8:26 am
On 5 December 2023, the Prudential Regulation Authority (PRA) published Consultation Paper CP23/23 – Identification and management of step-in risk, shadow banking entities and groups of connected clients. [read post]
4 Dec 2023, 9:05 pm
We argue that rulemaking certainty is higher for public RMIBs in the UK than in the U.S., given the paucity of judicial-review precedent for rulemaking by the Financial Conduct Authority (FCA) or Prudential Regulation Authority (PRA). [read post]
4 Dec 2023, 7:38 am
Financial services firms regulated in the UK by both the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have long caused confusion, particularly in international financial services groups, with their complex regulatory pay structures and infamous bonus cap. [read post]
30 Nov 2023, 9:03 am
The Forum is made up of representatives of the Bank of England, the Competition and Markets Authority, the FCA, the Financial Reporting Council, HM Treasury, the Information Commissioner’s Office, the Payment Systems Regulator, the Prudential Regulation Authority and the Pensions Regulator. [read post]
30 Nov 2023, 3:05 am
In the evolving landscape of HR, its role is becoming increasingly crucial in shaping the future of people and culture. [read post]
29 Nov 2023, 11:30 am
Department of the Treasury’s Financial Crimes and Enforcement Center. [read post]
29 Nov 2023, 9:33 am
These changes would be incorporated into Chapter 13 of the Interim Prudential Sourcebook for Business, which contains the existing prudential regime for PIFs. [read post]
29 Nov 2023, 3:32 am
These Regulations, which come into force on 26 December 2023, are intended to ensure that the Financial Conduct Authority, Prudential Regulation Authority, and the Payment Systems Regulator can remunerate members of certain statutory panels for their work on the panel. [read post]
29 Nov 2023, 3:31 am
In such cases the FCA reminds firms of section 143J of the Financial Services and Markets Act, which deals with a requirement to have a UK parent undertaking. [read post]
28 Nov 2023, 9:30 am
The draft SI creates a new framework within which the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) can make rules in relation to securitisation. [read post]
