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27 Jun 2019, 7:53 am
Department of Homeland Security, Homeland Security Investigations (HSI) on December 20, 2015, at the Port of Houston, Texas for violation of the Lacey Act and customs law were destroyed in accordance with a settlement agreement reached by the United States and the importer of the timber, Oregon-based Popp Forest Products Inc. [read post]
28 May 2019, 2:14 pm
The Securities and Exchange Commission today announced that Erin E. [read post]
15 Mar 2019, 1:23 pm
[The Business Times] Wefox Group, a Germany-based InsurTech firm, has successfully secured $125 million through its Series B funding round. [read post]
21 Feb 2019, 4:00 am
At the University of Chicago where Leiter works, for example, a course on “Jurisprudence” (the philosophy of law) was amongst the small group of courses offered in the year the university’s law school opened more than a century ago. [read post]
9 Jan 2019, 11:31 am
Next Financial Group Inc. will be purchased by Atria Solutions. [read post]
30 Dec 2018, 3:03 am
2018 was another busy busy year in the world of copyright, and a continuing global 'theme' was the ongoing battle between 'big tech' and 'big content', with the likes of Google and YouTube continuing to lobby extensively against planned reforms, bringing onboard (some) of the creative community - whilst the 'big content' (including film companies, music companies, the games sector and television) rolled out other creators - and finally seemed to be… [read post]
20 Dec 2018, 10:19 am
Jon Richard Pariser (CRD #2755015) is a former registered broker whose last employer was Independent Financial Group, LLC (CRD #7717) of Pacific Grove, CA. [read post]
3 Dec 2018, 1:44 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Jon Pariser (Pariser), formerly associated with Independent Financial Group, LLC (Independent Financial) in Pacific Grove, California was sanctioned by FINRA resulting in a bar from the industry. [read post]
2 Nov 2018, 6:09 am
Gevurtz (University of the Pacific), on Wednesday, October 31, 2018 Tags: Controlling shareholders, Corwin, Delaware articles, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions, Shareholder suits, Shareholder voting Materiality and Efforts Qualifiers—Some Distinctions, Some Without Differences Posted by Daniel E. [read post]
16 Jul 2018, 9:33 am
This resolution successfully concludes the SEC’s case, which was scheduled to begin trial on July 9.Credit Suisse Charged With FCPA ViolationsCredit Suisse Group AG will pay approximately $30 million to resolve SEC charges that it obtained investment banking business in the Asia-Pacific region by corruptly influencing foreign officials in violation of Foreign Corrupt Practices Act (FCPA). [read post]
21 Jun 2018, 7:19 am
After the resolution failed at the Security Council, it was brought to the General Assembly last week and passed by a vote of 120 to 8 (with 45 countries abstaining). [read post]
8 Jun 2018, 6:47 am
Global Governance: Board Independence Standards and Practices Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 1, 2018 Tags: Asia-Pacific, Board independence, Boards of Directors, Europe, International governance, Securities regulation Caremark and Reputational Risk Through #MeToo Glasses Posted by Arthur H. [read post]
7 May 2018, 11:22 am
Mark Gillis was co-owner of Hudson Valley Capital Management Inc., a securities broker-dealer in Saranac Lake. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
14 Feb 2018, 2:57 pm
ANZ Securities, Inc. [read post]
6 Feb 2018, 7:33 am
Philip Anthony Pizelo Pacific West Securities, Inc. [read post]
21 Jan 2018, 3:15 am
Register of Copyrights Sounds Alarm Over Legal Group's 'Pseudo-Version of the Copyright Act' https://t.co/024ziYW23Q 2018-01-18 Electronic Wills Down Under and Closer to Home https://t.co/grxScNs14K 2018-01-18 Technology Law Highlights: 2017 Year in Review https://t.co/J80Y9drt9s 2018-01-18 Search Engines Aren’t Liable for Indexing ‘Scam’ Locksmith Listings–Baldino’s Lock v. [read post]
9 Jan 2018, 9:21 am
Pacific on February 28, 2018. [read post]
9 Dec 2017, 1:07 am
Union Pacific Railroad Co.). [read post]
6 Dec 2017, 1:19 pm
105 S.Ct. 2218 85 L.Ed.2d 588 HARPER & ROW, PUBLISHERS, INC. and the Reader’s Digest Association, Inc., Petitionersv.NATION ENTERPRISES and the Nation Associates, Inc. [read post]
