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Commission proposes to strengthen risk-management rules for covered clearing agencies
18 May 2023, 6:23 am by Unknown
While Commissioner Hester Peirce voted to approve the proposal, she expressed concern that testing the CCAs’ plans every 12 months could impose undue burdens on clearing agencies, participants and other stakeholders. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC’s New Share Repurchase Rules Challenged
17 May 2023, 3:30 am by Meredith Ervine
And when Commissioner Peirce asked whether the Staff believed the level of buybacks was suboptimal, Corp Fin Director Erik Gerding responded that the release does not take a position but instead requires greater information to allow investors to do so. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Weekly Roundup: May 5-11, 2023
12 May 2023, 6:30 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: May 5-11, 2023
12 May 2023, 6:30 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Share Repurchase Disclosure Modernization
5 May 2023, 6:31 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Commissioner Peirce on Share Repurchase Disclosure Modernization
5 May 2023, 6:31 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: April 28-May 4, 2023
5 May 2023, 6:30 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: April 28-May 4, 2023
5 May 2023, 6:30 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC approves amendments to Form PF; expands reporting requirements for fund advisers
4 May 2023, 9:02 am by Unknown
”Peirce also suggested that the expansion of Form PF requirements could backfire. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Adopts Share Repurchase Disclosure Amendments: It Could Have Been Worse
4 May 2023, 3:50 am by David Lynn
The changes from the proposal prompted Commissioner Peirce to note in her statement: “The final rule is not as bad as it could have been, but better-than-it-might-have-been is not my standard for supporting a final rule. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Securities And Exchange Commission Amends Rules For Share Repurchase Disclosures
4 May 2023, 12:15 am
   Commissioner Hester Peirce described this as a "commendable and much needed change". [read post]
California Corporate & Securities Law - https://www.calcorporatelaw.com/
SEC Commissioner Dissents from New Rule on Private Fund Data Collection
3 May 2023, 9:03 pm by renholding
Peirce, Commissioner, SEC, Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers (Jan. 26, 2022), https://www.sec.gov/news/statement/peirce-form-pf-20220122#_ftnref1 (citing Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF, Advisers Act Release No. 3308 (Oct. 31, 2011), [76 FR 71128… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Commissioner Peirce says ESG standards serve government goals, not investors
3 May 2023, 5:28 am by Unknown
Global convergence in ESG standards could create a global asset bubble, said Peirce. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Remarks by Commissioner Peirce before Eurofi
29 Apr 2023, 6:30 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Remarks by Commissioner Peirce before Eurofi
29 Apr 2023, 6:30 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Small business capital formation would benefit from new accredited investor paradigm, Peirce says
28 Apr 2023, 8:20 am by Unknown
Outside of amending the accredited investor regime, Peirce asked stakeholders to consider the potential benefits of a micro-offering exemption that would allow companies to raise $250,000 or $500,000 without registering with the SEC or the states. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Peirce addresses pros and cons of structured data
13 Apr 2023, 7:13 am by Unknown
Peirce closed her remarks by looking to what the future might hold. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Good Friday and Easter Sunday
7 Apr 2023, 3:00 am by Jack Sharman
 Could I behold those hands which span the Poles, And tune all spheares at once peirc’d with those holes? [read post]
White Collar Wire - http://jacksharman.com/
Davis Polk Discusses New SEC Cybersecurity Requirements for Regulated Market Participants
28 Mar 2023, 9:01 pm by renholding
In a statement, Commissioner Hester Peirce objected to the proposed amendments as overly prescriptive. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Delayed Rules on Conflict of Interest Bound to Face More Conflict
23 Mar 2023, 7:34 am by Race to the Bottom
Commissioner Peirce echoes Commissioner Uyeda’s concerns. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb