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SEC News - Gatekeeping Failures, $14 Million Penalty, and Illegal Brokering
15 Mar 2018, 5:00 am by SEClaw Staff
Merrill Lynch Charged With Gatekeeping Failures in the Unregistered Sales of SecuritiesThe SEC settled charges against Merrill Lynch, Pierce, Fenner & Smith Inc. for its failure to perform required gatekeeping functions in the unregistered sales of securities on behalf of a China-based issuer and its affiliates.NYSE to Pay $14 Million Penalty for Multiple ViolationsThe SEC charged the New York Stock Exchange and two affiliated exchanges with regulatory failures in connection… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Guest Post: 2017 Year in Review — Securities Litigation
14 Feb 2018, 2:57 pm by Kevin LaCroix
ANZ Securities, Inc. [read post]
The D & O Diary - http://www.dandodiary.com/
4 Important Things to Know About Delaware LLCs
18 Jan 2018, 12:32 pm by IncNow
GreenHunter Energy, Inc. v. [read post]
IncNow Blog - https://www.incnow.com/blog
First Lawsuit to be Filed in El Toro Norovirus Outbreak
12 Jan 2018, 12:29 pm by Bill Marler
A complaint will be filed this afternoon against El Toro, Inc. in Pierce County Superior Court on behalf of Ericka Cecchi of Tacoma by the Seattle Food Safety Law Firm, Marler Clark. [read post]
Food Poison Journal - http://www.foodpoisonjournal.com/
Top 100 Must-Follow Tax Twitter Accounts For 2018
31 Dec 2017, 1:46 pm by Kelly Phillips Erb
Treasury (34) @lypierceCPA – Lykethia Pierce, CPA – CEO of Pierce, CPA & Associates LLC| Check out what I have a flair (e.g., accounting, biz, people, life…) for | Phone no. (205) 370-4508/@AuthenticCPA (35) @LTWLAW – Louis T. [read post]
taxgirl - http://www.forbes.com/sites/kellyphillipserb/
SCOTUS Declines to Review $455 Million International Arbitration Award in Biotech Patent Dispute
27 Dec 2017, 10:14 am by Beth Graham
Mattel, Inc., 552 U.S. 576, 584–89 (2008). [read post]
Disputing Blog - http://www.disputingblog.com/
Canadian Courts Are Taking a Step Toward Corporate Liability of Multinationals for Wrongdoings Abroad
15 Nov 2017, 10:44 am by Hanibal Goitom
Hudbay Minerals Inc, para. 4). [read post]
In Custodia Legis - http://blogs.loc.gov/law
Canadian Courts Are Taking a Step Toward Corporate Liability of Multinationals for Wrongdoings Abroad
15 Nov 2017, 10:44 am by Hanibal Goitom
Hudbay Minerals Inc, para. 4). [read post]
In Custodia Legis - http://blogs.loc.gov/law
Transworld Systems, Inc. (TSI) settles with Forrester Winne in fair debt collection action involving National Collegiate Student Loan Trusts (filed in USDC in Maine)
10 Sep 2017, 3:07 pm by Wolfgang Demino
KAYATTA, PIERCE ATWOOD LLP.TRANSWORLD SYSTEMS INC, Defendant, represented by ADAM J. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
Merrill Lynch, Pierce, Fenner & Smith Censured and Fined
10 Jul 2017, 12:59 pm by Renae Lloyd
Merrill Lynch, Pierce, Fenner & Smith Incorporated was formerly known as Merrill Lynch Pierce Fenner & Smith, Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Jeffrey Kluge, Ex-broker Pleads Guilty to Bank Fraud
20 Apr 2017, 9:03 am by Renae Lloyd
The Financial Industry Regulatory Authority Inc. suspended Kluge last month for failure to provide information. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Corporate Social Responsibility Law--A Tentative Syllabus
11 Apr 2017, 3:01 pm
Is it an autonomous community, like a nation-state? [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
City of San Jose v. Super. Ct., S218066
5 Apr 2017, 2:11 pm
  (CBS, Inc. v. [read post]
Frederic Borel - http://fredericborel.blogspot.ch/
U.S. Supreme Court Holds That An Abuse-Of-Discretion Standard Applies To Review Of EEOC Subpoenas
4 Apr 2017, 3:41 pm by Gerald Maatman, Jr., Christopher J. DeGroff and Matthew Gagnon
McLane Company, Inc. [read post]
Workplace Class Action Blog - http://www.workplaceclassaction.com/
Presentation at Western Ontario Law School's Mining Finance and Law Speaker Series: "The Responsibilities of Banks, Sovereign Wealth Funds and Other Financial Institutions to Respect Human Rights: The Example of the Extractives Sector Financing"
30 Mar 2017, 9:44 am
National Efforts (chart with links)) 7. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
What six things a Food Safety Lawyer does not eat
29 Mar 2017, 7:26 pm by Bill Marler
” William “Bill” Marler is a nationally recognized American personal injury lawyer and food safety advocate. [read post]
Food Poison Journal - http://www.foodpoisonjournal.com/
It’s a Good Idea to Actually Own the Patents you Sue on
24 Feb 2017, 6:10 am by Dennis Crouch
– Dennis In National Oilwell Varco, L.P. v. [read post]
Patently-O - http://patentlyo.com/patent
It’s a Good Idea to Actually Own the Patents you Sue on
24 Feb 2017, 6:10 am by Dennis Crouch
– Dennis In National Oilwell Varco, L.P. v. [read post]
Patently-O - http://patentlyo.com/patent
"Sovereign Conduct on the Margins of the Law" Notes From the Symposium Hosted by the Vanderbilt Journal of Transnational Law
17 Feb 2017, 8:39 am
He has acted as a Sovereign Debt Expert for the United Nations Conference on Trade and Development and as a Senior Insolvency Expert for the World Bank/IFC. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
The Just and Equitable Exception to Piercing Corporate Veil
29 Jan 2017, 5:12 pm by Omar Ha-Redeye
The Supreme Court of Canada confirmed this in BCE Inc. v. 1976 Debentureholders, where the court stated, “While the corporation is ongoing, shares confer no right to its underlying assets. [read post]
Slaw - http://www.slaw.ca