Search for: "Pierce v. SEC" Results 81 - 100 of 143
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6 Mar 2014, 10:03 am by John Stigi
The Court’s decision in Chadbourne would appear to limit SLUSA to cases where plaintiffs allegedly purchased, sold or held (see Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
11 Feb 2014, 5:49 pm by Colin O'Keefe
Total posts on the LexBlog Network: 178. 2014 Cybersecurity Threats to Money & Data – Dallas lawyer Peter Vogel on his Internet, Information Technology & e-Discovery Blog It’s Not Just Verizon v. [read post]
15 Jan 2014, 6:21 am by Adam Weinstein
The Securities and Exchange Commission (SEC) instituted administrative proceedings against broker Ronald Gene Anglin (Anglin), formerly of Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
27 Nov 2013, 5:30 pm by Colin O'Keefe
Union Can Offer Gift Card to Entice Employees to Strike, says NLRB’s GC – Columbus lawyer Nelson Cary of Vorys on the firm’s blog, Vorys on Labor Leasing Trends in 2013 – Cincinnati lawyer Scott Kadish of Ulmer Berne on the firm’s Real Estate Advisor Law Blog  SEC CustodyFest Vol. 2: Electric Boogaloo – Raleigh attorney David Smyth of Brooks Pierce on their blog, Cady Bar the Door TCPA, Preemption, and the First… [read post]
15 Aug 2013, 6:38 am by Joy Waltemath
The complaint asserted claims for breach of contract, quantum meruit and violations of the Wage Act, G.L. c. 149, Secs, 148, 150. [read post]
14 Aug 2012, 5:30 pm by Colin O'Keefe
In case you as a lawyer have somehow been living under a rock, yes, that big Apple v. [read post]
3 Jul 2012, 4:49 am by Adrian Lurssen
Sutherland in Upstart Business Journal/Portfolio.com: Kickstarter Turns Crowdfunding Up To 11 Patton Boggs in Revolution Analytics’ Revolutions: EU court’s SAS ruling conflicts with Oracle v Google McDermott Will & Emery in WSJ’s Corruption Currents: High Tide: From Wal-Mart Testing Corporate Citizenship To Being Unfit For Command Reed Smith on Lenders 360: Why Do Lenders Disdain Bankruptcy Court? [read post]