Search for: "Prime Fiduciary Services"
Results 81 - 100
of 112
Sort by Relevance
|
Sort by Date
29 Jul 2011, 3:47 pm
It would reverse 35 years of case law, enforcement policy and the understanding of plans and plan service providers as well as the manner in which products and services are provided to plans, plan participants and IRA account holders, without any legislative direction.SIFMA asserted that the proposed rule is in conflict with Section 913 of the Dodd-Frank Act, which authorizes the SEC to establish a uniform fiduciary standard of care for brokers and advisors providing… [read post]
18 May 2011, 3:11 am
. ; 2011 NY Slip Op 50801(U) ; Decided on May 4, 2011 ; Supreme Court, Suffolk County ; Pines, J. is a prime example. [read post]
28 Apr 2011, 4:58 pm
As noted in the 2009 Global Custodian Prime Brokerage Survey, nearly half of the respondents had started a new prime brokerage relationship during the prior 12 months. [read post]
16 Apr 2011, 9:13 am
Mini prime brokers - mini prime brokers have arisen in order to service start-up, small and medium sized hedge funds. [read post]
20 Jan 2011, 9:38 am
Acclaim Technical Services paid $234,311 to 177 employees. [read post]
29 Dec 2010, 9:43 am
For example, a prime broker may loan securities it holds on behalf of institutional managers without identifying which managers’ securities were loaned. [read post]
19 Dec 2010, 1:16 am
And “servicers” ALWAYS make the most money by servicing a delinquent loan for as long as possible and then foreclosing. [read post]
17 Dec 2010, 8:46 am
Irresponsible sub-prime borrowers? [read post]
13 Aug 2010, 3:56 pm
First, the firm must be doing so pursuant to its provision of bona fide trust, fiduciary, or investment advisory services to customers. [read post]
22 Jun 2010, 9:16 am
His practice is limited to the representation on investors in claims against brokerage firms and investment professionals for fraud, the sale of unsuitable securities, breach of fiduciary duty and the failure to supervise. [read post]
27 May 2010, 6:11 am
Subsequently, Moodyandrsquo;s Investors Services, Standard andamp; Poors, and Fitch downgraded FGICandrsquo;s rating, and placed FGIC on their respective negative credit watch lists. [read post]
6 Apr 2010, 1:58 am
" Rather a plaintiff must allege that the directors "knew they were not discharging their fiduciary obligations" or "demonstrated a conscious disregard for their obligations. [read post]
28 Mar 2010, 11:30 pm
Around March 2006, the parties finalized and executed an operating agreement (read here) that contemplated subleasing the building to Tzolis at a rent $4.00 per square foot in excess of the rent due the building's owner under the prime lease, such excess amounting to about $20,000 per month. [read post]
5 Feb 2010, 6:05 am
And as Secretary Geithner recently acknowledged, “the Bankruptcy Code is not an effective tool for resolving the failure of a global financial services firm in times of severe economic stress. [read post]
2 Nov 2009, 9:18 am
A prime example is Jones v. [read post]
24 Aug 2009, 10:59 am
Port’s lawyer, Salvatore Strazzullo, now plans to sue Google for $15 million for breaching its “fiduciary duty to protect her expectation of anonymity. [read post]
3 Aug 2009, 6:18 am
GMBH v Geox SPA (PatLit) (Gray on Claims) EWHC (Pat): PPDs and piecemeal litigation: MMI Research Ltd v Cellxion Ltd & Ors (PatLit) EWHC: When anticompetition spices up competition, greyhounds lose their appeal: Bookmakers’ Afternoon Greyhound Services Ltd & Ors v Amalgamated Racing & Ors (IPKat) LOCOG demands Olympic Removals stop using Olympic symbol (IPKat) Infringing goods in transit: are patents more efficacious than trade marks? [read post]
3 Aug 2009, 3:05 am
Prime Brokers generate substantial revenue from those hedge fund clients in exchange for these services. [read post]
18 Jul 2009, 7:31 am
This post is by my colleagues Mark Schonfeld, John Sturc, Barry Goldsmith, Eric Creizman, Jennifer Colgan Halter, Akita St. [read post]
17 Jul 2009, 11:33 am
Court granted summary judgment to defendants because (1) online music service provider's automatic mix feature did not infringe patent; and (2) internet radio did not infringe patent.Paltalk Holdings, Inc. v. [read post]
