Search for: "Private Equity Management Group, LLC"
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4 May 2015, 3:33 am
Put more directly, an LLC agreement is not an exclusively private contract among its members precisely because the LLC has powers that only the State of Delaware can confer. [read post]
29 Nov 2011, 9:42 am
Meantime, from September ’06 to January ’09, Provident Asset Management, LLC sold and marketed limited partnerships and stock in 23 private placements issued by Provident Royalties. [read post]
5 Aug 2014, 6:17 am
See First Allied Securities Has Been Accused of Selling Advanced Equities Securities By Misleading Investors, Advanced Equities and First Allied Sales of Fisker Automotive Private Placements Under Scrutiny – Part I, Advanced Equities and First Allied Sales of Fisker Automotive Private Placements Under Scrutiny – Part II, Gana LLP Files Complaint Concerning Fisker Automotive Private Placements, Advanced Equities Fined Over… [read post]
9 May 2019, 6:01 am
As younger physicians enter into private practice, they are less interested in the hassle of owning their own practice and more likely to seek out employment by a large group (either a physician group or hospital-based group). [read post]
4 Oct 2013, 3:57 am
” In August, Oxford Finance LLC, a specialty finance firm that provides senior debt to life sciences and health care service companies, closed a $7.2 million senior secured term loan with Pritok Capital, a private equity group that specializes in senior housing investment. [read post]
29 Apr 2013, 10:51 am
Bejger, Counsel and Chief Compliance Officer, Providence Equity Partners, LLCMichael Barnes, Senior Manager, Financial Services, Ernst & Young LLP Fund managers fell into four categories: 1. those who accepted, 2. those who are still kicking and screaming, and 3. [read post]
1 May 2013, 7:00 am
Bejger, Counsel and Chief Compliance Officer, Providence Equity Partners, LLCMichael Barnes, Senior Manager, Financial Services, Ernst & Young LLP Fund managers fell into four categories: 1. those who accepted, 2. those who are still kicking and screaming, and 3. [read post]
1 May 2013, 7:00 am
Bejger, Counsel and Chief Compliance Officer, Providence Equity Partners, LLCMichael Barnes, Senior Manager, Financial Services, Ernst & Young LLP Fund managers fell into four categories: 1. those who accepted, 2. those who are still kicking and screaming, and 3. [read post]
28 Aug 2020, 6:11 am
Nussbaum, and Igor Kirman, Wachtell, Lipton, Rosen & Katz, on Saturday, August 22, 2020 Tags: Capital formation, Equity offerings, Hedge funds, IPOs, Mergers & acquisitions, Private equity, Special purpose vehicles An Inflection Point for Stakeholder Capitalism Posted by Seymour Burchman and Seamus O’Toole, Semler Brossy Consulting Group, LLC, on Saturday, August 22, 2020 Tags: Corporate… [read post]
7 Jan 2016, 2:28 pm
After dropping 5% in September alone, the fund manager Mike Novogratz announced his resignation which was accompanied by the sale of his equity share in the publicly traded company for $250 million. [read post]
23 Oct 2019, 1:27 pm
” In approximately October 2018, Cohn reportedly left the SEC to join GPB Capital, a New York private equity firm that reportedly manages over $1.5 billion in assets and is currently under investigation by the FBI and securities regulators. [read post]
20 Oct 2011, 7:17 am
FINRA suspended the Private Asset Group Inc. in May 2010 for failing to pay arbitration fees after it sold $2 million in private placements, and Provident Asset Management was expelled in March after selling $50,000 in oil and gas private placements that promised annual returns of 18 percent. [read post]
6 May 2020, 6:29 am
Advisor Rena Morris (Morris), currently employed by Lighthouse Capital Group, LLC (Lighthouse Capital Group, LLC), has been subject to at least two customer complaints during the course of her career. [read post]
4 May 2020, 6:39 am
Advisor Stephen Holt (Holt), currently employed by Lighthouse Capital Group, LLC (Lighthouse Capital Group, LLC), has been subject to at least two customer complaints during the course of his career. [read post]
22 Dec 2016, 6:24 am
On December 1, 2016, the Securities and Exchange Commission (“SEC”) announced that it had filed a complaint for injunctive and other relief in the United States District Court for the Southern District of Florida against Onix Capital LLC (“Onix Capital”), an asset management company, and its owner, a Chilean national by the name of Alberto Chang-Rajii (“Chang”). [read post]
22 Dec 2016, 6:24 am
On December 1, 2016, the Securities and Exchange Commission (“SEC”) announced that it had filed a complaint for injunctive and other relief in the United States District Court for the Southern District of Florida against Onix Capital LLC (“Onix Capital”), an asset management company, and its owner, a Chilean national by the name of Alberto Chang-Rajii (“Chang”). [read post]
18 Mar 2014, 1:12 pm
Aninat Schwencke & Cia has a well balanced mix of local and foreign clients, among which some of its most representative include Aaktei, Aguas del Valle, Actis, Acon Investment Private Equity Fund, AGSA Construction, Amarant Mining, American Science and Engineering Inc, Alluvia Mining, American Bridge, Amundi, Asociación Nacional de Supermercados (ASACH), Athelera, Ariba, Austral Capital Private Equity Fund, Balfour Beatty Group, Banco… [read post]
30 Mar 2018, 4:01 am
Experts included Nandan Kenkeremath, Senior Health Policy Consultant at Marwood Group; Brent Kitts, Chief Operating Officer at AC3 Health; Steve Aguiar, Managing Director at Provident Healthcare Partners, LLC; and Eric Coburn, Managing Director at Duff & Phelps. [read post]
11 Jan 2016, 11:12 am
Morgan wealth management subsidiaries who paid $267 million and admitted wrongdoing for failing to disclose conflicts of interest, including preference in discretionary wealth management accounts for proprietary mutual funds and hedge funds and for third-party-managed hedge funds that shared fees.Investment management firm F-Squared Investments, which paid $35 million and admitted wrongdoing, for defrauding customers through false performance advertising about its… [read post]
12 Dec 2023, 11:20 pm
New York private equity firm GPB Capital Holdings, facing civil fraud allegations since 2021, will finally be liquidated by a court-appointed receiver, according to a litigation release. [read post]
