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15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
Industry Shaping Initiatives In fiscal year 2023, the Division conducted a number of initiatives to proactively investigate recurring or widespread violations in the securities industry. [read post]
13 Nov 2023, 5:05 am
Christie’s Fine Art Storage Services, Inc., a similar suit was brought against Christie’s in a New York state court by the property insurer for the estate of American artist LeRoy Neiman, whose art collection was damaged by Hurricane Sandy’s floodwaters .[13] Mirroring the AXA case, the New York state court’s final ruling, declared that in their contract with Christie’s Fine Art Storage Services, Neiman, had waived their insurers’ right… [read post]
12 Nov 2023, 9:23 pm
It operates the largest dispute resolution forum in the securities industry. [read post]
10 Nov 2023, 1:35 pm
The Internal Revenue Service announced the 2024 HFSA, MSA and other a multitude of other adjustments likely to impact 2024 benefit elections, withholding and other tax planning for workers in Rev. [read post]
10 Nov 2023, 7:44 am
(CRD#:15699) FINRA expelled the firm on 06/01/2017, SMITHTOWN, NY B, 06/22/2012 – 06/06/2013, COLORADO FINANCIAL SERVICE CORPORATION (CRD#:104343), SMITHTOWN, NY B, 12/11/2008 – 06/21/2012, BROOKSTONE SECURITIES, INC. [read post]
9 Nov 2023, 1:48 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
9 Nov 2023, 1:07 pm
The Internal Revenue Service announced the 2024 HFSA, MSA and other a multitude of other adjustments likely to impact 2024 benefit elections, withholding and other tax planning for workers in Rev. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
6 Nov 2023, 9:46 am
He has been in the industry since 2011. [read post]
5 Nov 2023, 3:10 pm
Inadequate HIPAA Security Rule Compliance Often Triggers Painful HIPAA Penalties Following Cyber Events The $1.6 million civil monetary penalty (“CMP”) assessed against the Texas Health and Human Services Commission (“TX HHSC”) for HIPAA Security Rule and other breaches between 2013 and 2017 committed by a predecessor agency, the Department of Aging and Disability Services (“DADS”) is one of a mounting list of high dollar OCR CMPs and… [read post]
3 Nov 2023, 11:39 am
is Associate Counsel of NFS Leasing, Inc., where he is responsible for managing NFS leasing’s litigation. [read post]
26 Oct 2023, 2:28 pm
” The new final rule returns to a standard established in Browning-Ferris Industries of California, Inc., 362 NLRB 1599 (2015). [read post]
24 Oct 2023, 12:46 pm
Background Guaranteed Rate, Inc. [read post]
20 Oct 2023, 2:40 pm
The CoinAlts Annual Fund Symposium is a must-attend gathering for industry professionals, providing unparalleled insights and networking opportunities. [read post]
19 Oct 2023, 11:55 am
Large numbers of insurance brokers, employer HR departments, insurance and TPA claims departments, attorneys, and other companies servicing the workers’ compensation industry shifted to a remote work model. [read post]
18 Oct 2023, 3:02 pm
In this industry report, we delve into the uptake of LLMs and GAI within the eDiscovery ecosystem, drawing insights from 64* industry professionals as shared in the Fall 2023 eDiscovery Business Confidence Survey. [read post]
17 Oct 2023, 10:23 am
According to his FINRA BrokerCheck report, Lesk was reportedly affiliated with the following firms during his career in the securities industry, among others: 09/01/2022 – 10/05/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
9 Oct 2023, 9:05 pm
Davis Inc. [read post]
9 Oct 2023, 2:34 pm
This article is co-authored by Sarah Abrams, Head of Professional Liability Claims, Bowhead Specialty Underwriters, Inc., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
