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10 Oct 2022, 4:49 am
FINRA Censures and Fines Former Raymond James SVP for Signing Letters of Credit for Customer (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6709/finra-awc-letter-credit/From August 2019 to August 2020, a former Raymond James SVP signed two letters of credit and one amendment totaling $3 million. [read post]
6 Oct 2022, 7:58 pm
Continue Reading › The post Raymond James Pays $500K After Broker is Accused of Elder Financial Abuse appeared first on Investor Lawyers Blog. [read post]
5 Oct 2022, 5:42 pm
“Judge’s Yale clerk-hiring boycott ‘regrettable,’ conservative colleague says; 5th Circuit Judge Jerry Smith calls Judge James Ho’s Yale boycott ‘regrettable’; Smith says he hopes to receive ‘even more Yale applications’ for clerkships”: Nate Raymond of Reuters has this report. [read post]
5 Oct 2022, 9:00 am
Whether filing a claim against Tropicana Field, Silver Spurs Arena, Raymond James Stadium, Pensacola Bay Center, Marlins Park Lockhart Stadium, Lakeland Center, Jacksonville Veterans Memorial Arena, Hard Rock Stadium, Germain Arena, Florida State Fairgrounds Complex and Expo Hall, FIU Stadium, First Data Field, FAU Stadium, EverBank Field, ESPN Wide World of Sports Complex, Donald L. [read post]
30 Sep 2022, 1:57 pm
District Judge Aileen Cannon’s order on special master Judge Raymond J. [read post]
30 Sep 2022, 4:00 am
The former president’s legal team told Judge Raymond Dearie, who is reviewing the [read post]
27 Sep 2022, 4:37 pm
In this segment from the episode, Joyce and Barb break down the civil lawsuit filed by New York Attorney General Letitia James against former President Donald Trump, three of his adult children, and others for allegedly taking part in a years-long financial fraud schemeIn the full episode, Joyce and Barb discuss:– The likelihood that Trump faces criminal charges for the conduct outlined in James’s lawsuit;– The ruling by a three-judge panel of the 11th… [read post]
27 Sep 2022, 4:37 pm
In this segment from the episode, Joyce and Barb break down the civil lawsuit filed by New York Attorney General Letitia James against former President Donald Trump, three of his adult children, and others for allegedly taking part in a years-long financial fraud schemeIn the full episode, Joyce and Barb discuss:– The likelihood that Trump faces criminal charges for the conduct outlined in James’s lawsuit;– The ruling by a three-judge panel of the 11th… [read post]
26 Sep 2022, 3:18 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6683/securities-industry-commentator/SEC Four-Year Strategic Plan Is Generic, Non-Specific, Drivel (BrokeAndBroker.com Blog)How Raymond James bungled oversight of a broker who scammed a 98-year-old (Financial Planning by Tobias Salinger)Two Former eBay Executives Sentenced to Prison for Cyberstalking (DOJ Release)Former Washington state… [read post]
22 Sep 2022, 12:18 pm
Special Master Raymond J. [read post]
21 Sep 2022, 6:57 pm
., Sept. 19, 2022, letter from James M. [read post]
21 Sep 2022, 4:59 am
District Judge Raymond J. [read post]
20 Sep 2022, 4:55 am
James Hecker estimated that Ukraine has retained about 80 per cent of its air force, seven months into the war. [read post]
20 Sep 2022, 4:55 am
James Hecker estimated that Ukraine has retained about 80 per cent of its air force, seven months into the war. [read post]
8 Sep 2022, 4:24 am
Nate Raymond reports for Reuters. [read post]
2 Sep 2022, 8:00 am
From 2011 until 2020, Shillin reportedly worked as an investment advisor and registered representative with several firms including Alliance Global Partners, Raymond James and Edward Jones. [read post]
24 Aug 2022, 6:35 am
“Judge in Texas blocks Biden administration emergency abortion guidance”: Nate Raymond of Reuters has this report on a 67-page ruling that the U.S. [read post]
1 Aug 2022, 4:04 am
Respondent Raymond James did not opposed the requested relief. [read post]
25 Jul 2022, 12:23 pm
Smith, Georgetown University Law Center James Y. [read post]
5 Jun 2022, 10:12 am
Buntion, a White man, was convicted for the killing of a White police officer named James Irby in June 1990. [read post]
