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15 Jan 2010, 5:00 am by Doug Cornelius
Here are some interesting compliance, risk and ethics stories from the past week: Robert Kennedy, the Travel Act and the FCPA by Thomas Fox in Tfoxlaw’s Blog Robert Kennedy’s contribution is that while Attorney General, he urged Congress to enact the Travel Act in 1961 which was passed as part of the same series of bills as the Wire Act and was a part of his program to combat organized crime and racketeering. [read post]
13 Jan 2010, 12:01 pm by Doug Cornelius
After the news conference announcing the Rearrangement of its Enforcement Program, the Securities and Exchange Commission offered a group of bloggers the chance to ask questions to Robert Khuzami, the Director of Enforcement. [read post]
26 Oct 2009, 2:30 am
Iqbal" (here), Boston University Law School Professor Robert G. [read post]
30 Jul 2009, 2:18 am
 The two other defendants, Robert Gorman, 60, and Philip Blanch, 69, surrendered without incident. [read post]
13 Jul 2009, 2:44 am
Claims arising out of corporate bankruptcy represent a significant stress test for directors’ and officers’ liability insurance coverage. [read post]
8 Jul 2009, 2:16 am
” The webcast will be moderated by Bruce Carton of Securities Docket and the panelists will also include Francine McKenna of the Re: The Auditors blog; Lyle Roberts of The 10b-5 Daily blog; and Tom Gorman of the SEC Actions blog. [read post]
6 Jul 2009, 3:36 am
” The webcast will be moderated by Bruce Carton of Securities Docket and the panelists will also include Francine McKenna of the Re: The Auditors blog; Lyle Roberts of The 10b-5 Daily blog; and Tom Gorman of the SEC Actions blog. [read post]
2 Jul 2009, 10:13 pm
Eastern July 9 with panelists Kevin LaCroix (D&O Diary); Tom Gorman (SEC Actions) Francine McKenna (re: the Auditors); and Lyle Roberts (10b-5 Daily).... [read post]
1 Jul 2009, 3:05 am
While the number of securities class action filings through the year’s first half still project to an annualized filing rate consistent with historical averages, there was a noticeable slackening in the number of new securities lawsuits filed as the second quarter of 2009 progressed. [read post]
2 Jan 2009, 9:47 am
As other commentators previously have noted (refer here), the pace of securities lawsuit filings increased significantly in 2008 compared to recent years. [read post]
9 Jun 2008, 2:21 pm
DeAsencio (07-1014), and Gorman v. [read post]
6 Jun 2008, 3:41 pm
Among them are two cases — Tyson Foods v. de Ascencio (07-1014) and Gorman v. [read post]
27 Feb 2008, 7:54 am
Michael Gorman of the Tech Law Forum reports that Alabama Senator Jeff Sessions is sponsoring a bill to make his donors immune from the repercussions of a pending patent infringement lawsuit. [read post]
16 Jul 2007, 11:34 am
" NFP criminal opinions today (13): Robert Whiteside v. [read post]
24 Apr 2007, 5:15 am
The WSJ reported over the weekend that the CEO of Nasdaq, Robert Greifeld, received compensation of over $18 million. [read post]
31 Mar 2007, 8:42 am
Consumer Identity * MacDougall, Robert. [read post]