Search for: "Resignation of Dodds"
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19 Jan 2017, 11:46 am
Created by Title X of the Dodd-Frank Act (DFA), the CFPB has been the centerpiece of consumer-related financial reform — and the focus of controversy from industry stakeholders. [read post]
5 Jul 2010, 11:45 am
As we move closer to the signing of the Dodd-Frank Wall Street Reform and Consumer Protection Act, more groups are highlighting the fact that state securities divisions are going to be affected by the act. [read post]
15 Mar 2016, 7:42 am
The order found that Detter and Malone were aware of the conflict and that Detter emailed Malone that “we should resign” as municipal advisor to serve solely as underwriter on the offerings. [read post]
14 Dec 2020, 11:09 am
Gary Gensler, for example, aggressively implemented regulations such as the Dodd-Frank Act during his tenure as chairman of the Commodities Futures Trading Commission (“CFTC”)[7]. [read post]
3 May 2012, 1:41 am
The Dodd-Frank Act’s rulemaking juggernaut grinds onward. [read post]
1 Feb 2018, 5:28 am
That’s because the language in Dodd-Frank upon which English relies only covers temporary situations where the Director is unable to fulfill his/her duties as Director (e.g., hospitalization) and not a permanent vacancy resulting from a resignation. [read post]
12 May 2011, 4:44 am
- Auditor's Perspective: Auditors, on the other hand, show an increase in both resignations and dismissals when a company discloses a restatement [read post]
27 Nov 2017, 3:22 pm
Moreover, with regard to the FDIC Board, Section 336 of the Dodd-Frank Act specifically refers to a “vacancy” in the office of CFPB Director and distinguishes that from an “absence or disability. [read post]
18 May 2018, 1:08 pm
” Unhappy with his demotion, Neal announced his resignation, which triggered new disagreements over his severance package. [read post]
23 Sep 2014, 6:59 am
Dodd-Frank Act did not apply. [read post]
4 Dec 2012, 8:40 am
Driven by tougher requirements of the Dodd-Frank Act, Ms. [read post]
24 Jan 2017, 1:43 pm
He also stated that he would accept the opinion of the DC Circuit with respect to whether the Dodd -Frank Act is or is not constitutional. [read post]
3 May 2012, 9:30 pm
A federal appeals court heard arguments on a plan to close Yucca Mountain nuclear site.The Department of Justice (DoJ) charged 107 people in a Medicare fraud bust that spanned several cities.A federal appeals court revived a Securities and Exchange Commission (SEC) lawsuit accusing Morgan Keegan & Co of fraudulently misleading investors about the safety of auction-rate securities it sold.Environmental Protection Agency (EPA) official in Texas resigned over his comments about… [read post]
12 Aug 2010, 1:34 pm
Michael McCauley, the SBA's senior officer for investment programs and governance, said the retirement system has begun sending letters to the 508 firms in the Russell 1,000 index that still maintain plurality voting or have plurality voting plus a director resignation policy. [read post]
15 May 2015, 5:00 am
The departures herald a transformation at the agency, which has struggled to write dozens of new regulations arising from the 2010 Dodd-Frank Act. [read post]
31 Jul 2014, 7:13 am
Wright presses for lobbyist reform” by Cameron Dodd in the Missourian. [read post]
16 Feb 2012, 1:03 pm
She resigned her employment in September 2007, claiming constructive discharge. [read post]
16 Feb 2012, 10:03 am
She resigned her employment in September 2007, claiming constructive discharge. [read post]
9 May 2011, 1:40 am
However, when the Board sought the CEO’s voluntary resignation from the company, the CEO was able to wrest control of the Board. [read post]
15 Mar 2011, 12:04 pm
Gupta, an independent director of The Goldman Sachs Group, Inc. until March 2010 and of Proctor & Gamble Co. until his resignation following these charges. [read post]