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5 Jun 2024, 3:25 am
In the meantime, the status quo at the SEC and CFTC will prevail when it comes to digital assets regulation. [read post]
5 Jun 2024, 3:23 am
I am particularly looking forward to participating in a number of the panels that make up the two days of conferences, which will include: – “Erik Gerding: The Latest From Corp Fin” on October 14th – “The SEC All-Stars: Proxy Season Insights” on October 14th – “Game Show Lightning Round: All-Star Feud” on October 14th – “Climate Disclosures: Your New Action Items” on October 14th – “The SEC… [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 1:54 pm
SEC). [read post]
4 Jun 2024, 12:23 pm
According to the press release, it has been the SEC’s smallest regional office. [read post]
4 Jun 2024, 12:05 pm
The SLRO has long been the SEC’s smallest regional office and…Read the Full Press Release Have a securities law question? [read post]
4 Jun 2024, 11:25 am
One major reason for the increase in litigation is that potential plaintiffs have become easier to identify due to new public disclosure rules from the SEC. [read post]
4 Jun 2024, 9:30 am
The Illegality of Restrictive Agreements Restrictive agreements are considered securities violations under SEC Rule 21(f)-17a, which prohibits companies from in any way prohibiting the ability of individuals to report potential securities violations to the SEC. [read post]
4 Jun 2024, 8:52 am
” As previously blogged by Constantine Cannon’s Whistleblower Insider, while not as active or prolific as the SEC Whistleblower Program, which also provides successful whistleblowers with up to 30% of any government recovery, the CFTC has made it clear that if you have information on potential commodities law violations, it wants to hear from you. [read post]
4 Jun 2024, 6:30 am
” Others have questioned whether, under the First Amendment, the SEC, through Rule 14a-8, has the right to compel companies to use their proxy statements to speak about contentious political issues. [read post]
4 Jun 2024, 6:30 am
” Others have questioned whether, under the First Amendment, the SEC, through Rule 14a-8, has the right to compel companies to use their proxy statements to speak about contentious political issues. [read post]
4 Jun 2024, 6:28 am
Please note that the CFTC and SEC do not reveal the names of their whistleblowers: https://www.whistleblower.gov/sites/whistleblower/files/2024-06/No.%2024-WB-05.pdf “This award appropriately rewards a whistleblower who gave valuable information during multiple contacts with DOE staff,” said Director of Enforcement Ian McGinley. [read post]
4 Jun 2024, 4:17 am
It remains to be seen how the SEC’s new rules will impact the willingness of sponsors to bring SPACs to market through IPOs. [read post]
3 Jun 2024, 10:00 pm
Spectrum Sec. [read post]
3 Jun 2024, 12:50 pm
The post Gabriel Edelman, ex-Spartan Capital Broker, Barred by SEC appeared first on The White Law Group. [read post]
