Search for: "Securities Investor Protection Corporation"
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25 Mar 2024, 10:00 pm
A subscription (or purchase) agreement is a document that formalizes the contractual obligation for an investor to buy securities in a securities offering. [read post]
24 Mar 2024, 9:01 pm
”[7] A mandatory disclosure-based regime helps protect investors. [read post]
21 Mar 2024, 6:00 am
To address these alleged sins, Wagner and her Republican colleagues proposed a dozen pieces of legislation aimed at reducing independent oversight of big corporations, eliminating corporate disclosures, and blocking effective investor protection actions. [read post]
20 Mar 2024, 2:53 pm
My point here is that AI, in addition to representing an emerging technological opportunity, also potentially brings with associated risks for corporate and securities litigation. [read post]
19 Mar 2024, 9:05 pm
Activist hedge funds, which rely on index funds’ votes to secure seats on corporate boards, understand that framing their activist campaigns around ESG goals will make their campaigns more successful. [read post]
19 Mar 2024, 6:08 pm
Its focus on the corporate governance side is on the development of legal structures for corporate philanthropy, coupled with an increasing emphasis on corporate compliance through systems of oversight and administration. [read post]
18 Mar 2024, 5:23 pm
In 2020, Paddle8 filed for Chapter 11 bankruptcy protection amid allegations of misusing funds from auctions. [read post]
18 Mar 2024, 2:05 pm
It has set up Action Alert calling on whistleblower supports to join them in urging Congress to pass the bill and protect internal corporate whistleblowers. [read post]
18 Mar 2024, 3:00 am
In addition, the SEC oversees the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the Securities Investor Protection Corporation (SIPC), and the Financial Accounting Standards Board (FASB). [read post]
17 Mar 2024, 7:14 pm
Steel Corporation securities. [read post]
16 Mar 2024, 6:30 am
In the SEC’s announcement of the new rules, SEC Chair Gary Gensler underscored the objective of enhanced investor protection and articulated a three-prong approach covering disclosure, the use of projections by issuers and issuer obligations. [read post]
16 Mar 2024, 6:30 am
In the SEC’s announcement of the new rules, SEC Chair Gary Gensler underscored the objective of enhanced investor protection and articulated a three-prong approach covering disclosure, the use of projections by issuers and issuer obligations. [read post]
16 Mar 2024, 12:00 am
READ MORE Florida Real-Estate Investors Clog Courts and Are Quick to Evict A total of 10 corporate investment companies own approximately 20 percent of single-family rentals in Pinellas and Hillsborough counties. [read post]
16 Mar 2024, 12:00 am
READ MORE Florida Real-Estate Investors Clog Courts and Are Quick to Evict A total of 10 corporate investment companies own approximately 20 percent of single-family rentals in Pinellas and Hillsborough counties. [read post]
14 Mar 2024, 9:05 pm
Adisclosure regime can protecte investors and promote good governance, yet it can be manipulated by management to circumvent state law duties, highlighting the limitations of reporting systems in portraying a company’s full business value beyond existing financial metrics. [read post]
14 Mar 2024, 5:55 am
The letter first urges the SEC to add a project to its agenda to protect investor rights to recover losses under Securities Act Section 11. [read post]
13 Mar 2024, 9:05 pm
Delaware resolves the paradox by having multiple enabling statutes: the Limited Liability Company Act, which allows the widest possible freedom of contract, and the General Corporation Law, which makes certain protections for investors mandatory. [read post]
12 Mar 2024, 3:36 am
Not only would this foster a workable regime that protects investors in a manner consistent with the federal securities laws, but it would enhance confidence and trust in the regulatory system. [read post]
11 Mar 2024, 6:02 am
An LLC gives you flexibility while still protecting your assets. [read post]
6 Mar 2024, 9:03 pm
Our federal securities laws lay out a basic bargain. [read post]
