Search for: "Securities Investor Protection Corporation"
Results 81 - 100
of 4,455
Sort by Relevance
|
Sort by Date
18 Mar 2024, 3:00 am
In addition, the SEC oversees the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the Securities Investor Protection Corporation (SIPC), and the Financial Accounting Standards Board (FASB). [read post]
17 Mar 2024, 7:14 pm
Steel Corporation securities. [read post]
16 Mar 2024, 6:30 am
In the SEC’s announcement of the new rules, SEC Chair Gary Gensler underscored the objective of enhanced investor protection and articulated a three-prong approach covering disclosure, the use of projections by issuers and issuer obligations. [read post]
16 Mar 2024, 6:30 am
In the SEC’s announcement of the new rules, SEC Chair Gary Gensler underscored the objective of enhanced investor protection and articulated a three-prong approach covering disclosure, the use of projections by issuers and issuer obligations. [read post]
16 Mar 2024, 12:00 am
READ MORE Florida Real-Estate Investors Clog Courts and Are Quick to Evict A total of 10 corporate investment companies own approximately 20 percent of single-family rentals in Pinellas and Hillsborough counties. [read post]
16 Mar 2024, 12:00 am
READ MORE Florida Real-Estate Investors Clog Courts and Are Quick to Evict A total of 10 corporate investment companies own approximately 20 percent of single-family rentals in Pinellas and Hillsborough counties. [read post]
14 Mar 2024, 9:05 pm
Adisclosure regime can protecte investors and promote good governance, yet it can be manipulated by management to circumvent state law duties, highlighting the limitations of reporting systems in portraying a company’s full business value beyond existing financial metrics. [read post]
14 Mar 2024, 5:55 am
The letter first urges the SEC to add a project to its agenda to protect investor rights to recover losses under Securities Act Section 11. [read post]
13 Mar 2024, 9:05 pm
Delaware resolves the paradox by having multiple enabling statutes: the Limited Liability Company Act, which allows the widest possible freedom of contract, and the General Corporation Law, which makes certain protections for investors mandatory. [read post]
12 Mar 2024, 3:36 am
Not only would this foster a workable regime that protects investors in a manner consistent with the federal securities laws, but it would enhance confidence and trust in the regulatory system. [read post]
11 Mar 2024, 6:02 am
An LLC gives you flexibility while still protecting your assets. [read post]
6 Mar 2024, 9:03 pm
Our federal securities laws lay out a basic bargain. [read post]
6 Mar 2024, 9:01 pm
A Major Question Implicated The Commission asserts that the federal securities laws allow it to require information “necessary or appropriate in the public interest or for the protection of investors” and explains how it has relied on these provisions over the past 90 years to adopt various disclosure rules.[3] But the Supreme Court has made clear that a “colorable textual basis” may be insufficient to support an assertion of regulatory authority,… [read post]
5 Mar 2024, 6:30 am
Related research from the Program on Corporate Governance includes SPAC Law and Myths (discussed on the Forum here) by John C. [read post]
5 Mar 2024, 6:30 am
Related research from the Program on Corporate Governance includes SPAC Law and Myths (discussed on the Forum here) by John C. [read post]
5 Mar 2024, 5:40 am
By Suzanne CosgroveThe Council of Institutional Investors (CII) has urged the SEC to initiate new rulemaking that will make it easier to trace shares sold into the marketplace through both direct listings and initial public offerings and, in the process, protect investors’ rights under Section 11 of the Securities Act of 1933.The CII said the urgency of its petition is in part a response to the Supreme Court decision Slack Technologies, LLC v. [read post]
3 Mar 2024, 9:01 pm
Maffei, “approved the conversion to secure the litigation protections for themselves. [read post]
1 Mar 2024, 3:30 am
Pirani has jeopardized investor protection. [read post]
29 Feb 2024, 9:05 pm
Price accuracy is also a foundational element of investor protection since price is the most significant term of most, if not all, securities transactions. [read post]
29 Feb 2024, 2:21 pm
Moreover, the NYAG is not relying just on New York’s consumer protection statutes. [read post]
