Search for: "Securities and Exchange Commission v. Fiscal Fund"
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20 Jun 2023, 9:28 am
Because it was a fiscal session, the Louisiana Legislature enacted a number of key tax changes in the 2023 Regular Session that concluded on June 8, 2023. [read post]
12 Dec 2017, 4:36 pm
Securities and Exchange Commission (SEC) made two key announcements in September of 2017. [read post]
26 Aug 2012, 10:28 pm
Last week was not all HHS; the Securities and Exchange Commission (SEC) approved its “conflict minerals” rule. [read post]
6 Mar 2017, 8:46 am
Iran has also been linked to support for al-Qa'ida and has permitted al-Qa'ida to transport funds and fighters through Iran to Syria and South Asia. [read post]
17 Apr 2013, 2:21 pm
, Michael Sipos and Gary Smith v. [read post]
27 Dec 2018, 9:30 pm
Securities and Exchange Commission (SEC) issued its first fines against automated “robo” financial advisers for violating the Investment Advisers Act of 1940. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
22 Apr 2022, 5:01 am
” The Pentagon has asked for $6.1 billion to fund U.S. military activities in the Pacific. [read post]
12 Mar 2024, 9:05 pm
Business groups have used the doctrine to challenge the Consumer Financial Protection Bureau’s (CFPB) fair lending lending policies and the private fund industry has challenged a Securities and Exchange Commission (SEC) rule that applies to such funds. [read post]
21 Oct 2021, 9:03 pm
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
10 Dec 2009, 6:09 am
" In addition, if a credit rating is used in connection with a Rule 144A offering or other private placement and the privately-offered securities are exchanged shortly thereafter for substantially identical registered securities (i.e. , an "Exxon Capital" or "A/B" exchange offer), the rating would need to be disclosed in the exchange-offer registration statement even if the rating is not otherwise used in connection with that… [read post]
23 Jun 2021, 8:12 am
With Iran atop a fiscal cliff, the U.S. has redoubled its sanctions enforcement efforts to include seizures of Iranian fuel and weapon exports that the U.S. contends either support international terrorism, are funding Iranian state terrorism, or both. [read post]
22 Aug 2012, 8:01 am
Just this issue was raised in Free Enterprise Fund v. [read post]
2 May 2019, 9:05 pm
Securities and Exchange Commission, Ford Motor Company disclosed that it is being criminally investigated by the U.S. [read post]
4 Jan 2024, 12:09 pm
Attorney General determines that public disclosure would be a substantial threat to national security or public safety, the Securities and Exchange Commission (SEC) requires that public companies must report a cyber incident, typically by filing a publicly available Form 8-K, within: a. [read post]
30 Jun 2010, 8:51 am
Over the next 20 years the municipal fiscal picture improved, with debt rising only slightly. [read post]
16 Jul 2019, 10:18 am
The proposals address the application of security-based swap transaction requirements to non-U.S. entities with U.S. personnel involved in “arranging, negotiating or executing the swaps,” and is intended to align the SEC’s regulatory regime with that of the Commodity Futures Trading Commission. [read post]
15 Jul 2010, 11:55 am
This season was shaped by several actions of the Securities and Exchange Commission (SEC) that related to environmental or social issues. [read post]
13 Dec 2023, 4:54 am
A U.N. commission of inquiry already examining war crimes in Israel and the occupied Palestinian territories said its investigation would probe accusations of sexual violence and provide evidence to the International Criminal Court, although Israel has refused to cooperate with such investigation as it accuses the U.N. of being bias. [read post]
