Search for: "Security Benefit Corporation"
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21 Apr 2024, 9:05 pm
Initially, New Deal securities regulation reduced proxy solicitation to an exercise of disclosure. [read post]
20 Apr 2024, 9:05 pm
As a self-regulatory organization, FINRA is able to involve stakeholders more directly in its deliberations and benefit from their expertise, including expertise on different firm business models and how they operate, the complex and rapidly evolving securities markets, and the concerns of a wide range of investors. [read post]
19 Apr 2024, 2:45 pm
The Securities and Exchange Commission is the primary securities regulator in the U.S. [read post]
19 Apr 2024, 9:27 am
Additionally, we’re pleased to welcome Afruz Sayah as an Associate and Stephanie Cepeda as a Paralegal for the Corporate and Transactional practice group. [read post]
19 Apr 2024, 6:00 am
Auditors found that SBS needs to improve monitoring of businesses’ continued eligibility for program benefits. [read post]
19 Apr 2024, 6:00 am
Auditors found that SBS needs to improve monitoring of businesses’ continued eligibility for program benefits. [read post]
18 Apr 2024, 9:01 pm
Every day, we see individuals, corporations, analysts, and others touting these developments. [read post]
17 Apr 2024, 1:04 pm
Richard Suls, security and risk management consultant for WithSecure, says the new requirements “[have] several potential benefits for both investors and the overall security landscape. [read post]
17 Apr 2024, 5:00 am
Social Security benefits can be deposited in banks located outside of the U.S. [read post]
17 Apr 2024, 4:47 am
A DLA memo from earlier this year identified some early filer trends in the Form 10-K cybersecurity disclosure: A recent study by DLA Piper Corporate Data Analytics of Item 1C disclosures filed by Russell 3000 companies as of January 31, 2024 found: – 85 percent of registrants disclosed that the company has a Chief Information Security Officer (CISO) or other role responsible for information security. [read post]
16 Apr 2024, 1:47 pm
Regulatory Compliance: Ensuring that the joint venture complies with applicable local and international laws, including antitrust and competition laws, securities regulations, licensing requirements and foreign exchange controls, is also key. [read post]
15 Apr 2024, 10:00 pm
DOL’s Employee Benefits Security Administration division finalized amendments to Class Prohibited Transaction Exemption 84-14 (Qualified Professional Asset Manager Exemption or QPAM) which permits various parties related to employee benefit plans and IRAs to engage in transactions involving plan and IRA assets, provided they satisfy specified financial standards. [read post]
14 Apr 2024, 9:05 pm
The benefits from this new regulatory leap seem likely to be modest. [read post]
14 Apr 2024, 4:46 pm
If such an entity uses its own MNPI for its own benefit, it would not be subject to the employment-related duty that bound Panuwat when he used his employer’s MNPI for his personal benefit. [read post]
14 Apr 2024, 10:55 am
" He highlights how activism from Indian farmers and civil society groups shaped global policy around plant variety protection and food security. [read post]
12 Apr 2024, 1:41 pm
While competition law protects competition for the ultimate benefit of consumers, the DCA—like the DMA—is concerned with aiding rivals, rather than benefiting consumers. [read post]
12 Apr 2024, 4:00 am
National/Federal Woman Sentenced to Month in Prison Over Theft of Ashley Biden’s Diary DNyuz – Adam Goldman (New York Times) | Published: 4/9/2024 A federal judge sentenced Aimee Harris to a month in prison for her role in a brazen scheme to steal the diary of President Biden’s daughter and sell it to a right-wing group in the hope of disrupting the 2020 election. [read post]
11 Apr 2024, 4:57 am
SEC Enforcement officials also offered guidance to securities law practitioners on the (i) benefits of cooperating with the Staff in examinations and investigations, by repeatedly emphasizing the importance of self-reporting, (ii) pitfalls of certain confidentiality agreements that might prevent individuals from contacting the SEC with evidence of potential violations, and (iii) best advocacy practices in defending enforcement actions. [read post]
11 Apr 2024, 3:08 am
The overarching transformation of the corporate landscape, since COVID hit four years ago, gave rise to some profound learnings. [read post]
11 Apr 2024, 3:00 am
DeStefano Lecture on Corporate, Securities & Financial Law on February 27, 2024, at Fordham University School of Law, the importance of good corporate minuting and board documentation practices is addressed. [read post]
