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Business and Learning Resources (BLR), a division of Simplify Compliance, LLC, is an industry-leading knowledge provider with more than 40 years of experience in human capital management, environmental, health, and safety; learning and development; and legal markets. [read post]
4 Mar 2024, 9:01 pm by renholding
UBS Securities, LLC underscores the protections enjoyed by employees who report suspected fraud or securities violations and the risks companies face in taking action against such whistleblowers. [read post]
4 Mar 2024, 7:12 am by The White Law Group
Daxton White, managing partner of The White Law Group, a national securities fraud and FINRA arbitration firm. [read post]
1 Mar 2024, 8:33 am by jeffreynewmanadmin
The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]
29 Feb 2024, 2:13 pm by Katie Calogero
In SierTeK-Peerless JV LLC, the GAO sustained a protest challenging the award of a task order by the Transportation Security Administration (“TSA”) for support services to maintain TSA’s property management program.[2] Under the most important evaluation factor, prior experience, the agency was to “assess its level of confidence that the [o]fferor provided a detailed description of prior relevant experience examples where the [o]fferor provided… [read post]
26 Feb 2024, 12:30 pm by Kevin LaCroix
A few new cases were filed in the first half of 2023, but activity picked up in the second half, with a total of 27 filed SCAs by year-end. [read post]
22 Feb 2024, 10:00 am by Kyle Krull
Additional means of security include trusts or insurance coverage through LLC insurance. [read post]
22 Feb 2024, 10:00 am by Kyle Krull
Additional means of security include trusts or insurance coverage through LLC insurance. [read post]
22 Feb 2024, 3:30 am by centerforartlaw
Simon “I was the first woman to paint cleanly, and that was the basis of my success. [read post]
21 Feb 2024, 3:48 pm by Rob Robinson
Source: HaystackID Assisted by GAI and LLM Technologies The post [Webcast] Getting Things Done with GAI appeared first on ComplexDiscovery. [read post]
21 Feb 2024, 7:45 am by The White Law Group
        The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
13 Feb 2024, 10:47 am by The White Law Group
The post Brett Hartvigson Barred from Securities Industry  appeared first on The White Law Group. [read post]
13 Feb 2024, 8:44 am by Holly
This includes corporations, LLCs, and most limited liability partnerships. [read post]
9 Feb 2024, 8:59 am by jeffreynewmanadmin
 LLC (NMIM) and Mason Street Advisors LLC (Mason Street) (collectively, Northwestern Mutual), agreed to pay a $16.5 million penalty; Guggenheim Securities LLC (Guggenheim Securities), together with Guggenheim Partners Investment Management LLC (GPIM) (collectively, Guggenheim), agreed to pay a $15 million penalty; Oppenheimer & Co. [read post]