Search for: "Security First Managers, LLC." Results 81 - 100 of 3,570
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4 Mar 2024, 9:01 pm by renholding
UBS Securities, LLC underscores the protections enjoyed by employees who report suspected fraud or securities violations and the risks companies face in taking action against such whistleblowers. [read post]
4 Mar 2024, 7:12 am by The White Law Group
Daxton White, managing partner of The White Law Group, a national securities fraud and FINRA arbitration firm. [read post]
1 Mar 2024, 8:33 am by jeffreynewmanadmin
The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]
29 Feb 2024, 2:13 pm by Katie Calogero
In SierTeK-Peerless JV LLC, the GAO sustained a protest challenging the award of a task order by the Transportation Security Administration (“TSA”) for support services to maintain TSA’s property management program.[2] Under the most important evaluation factor, prior experience, the agency was to “assess its level of confidence that the [o]fferor provided a detailed description of prior relevant experience examples where the [o]fferor provided… [read post]
26 Feb 2024, 12:30 pm by Kevin LaCroix
A few new cases were filed in the first half of 2023, but activity picked up in the second half, with a total of 27 filed SCAs by year-end. [read post]
22 Feb 2024, 10:00 am by Kyle Krull
Additional means of security include trusts or insurance coverage through LLC insurance. [read post]
22 Feb 2024, 10:00 am by Kyle Krull
Additional means of security include trusts or insurance coverage through LLC insurance. [read post]
22 Feb 2024, 3:30 am by centerforartlaw
Simon “I was the first woman to paint cleanly, and that was the basis of my success. [read post]
21 Feb 2024, 3:48 pm by Rob Robinson
Source: HaystackID Assisted by GAI and LLM Technologies The post [Webcast] Getting Things Done with GAI appeared first on ComplexDiscovery. [read post]
21 Feb 2024, 7:45 am by The White Law Group
        The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
13 Feb 2024, 10:47 am by The White Law Group
The post Brett Hartvigson Barred from Securities Industry  appeared first on The White Law Group. [read post]
13 Feb 2024, 8:44 am by Holly
This includes corporations, LLCs, and most limited liability partnerships. [read post]
9 Feb 2024, 8:59 am by jeffreynewmanadmin
 LLC (NMIM) and Mason Street Advisors LLC (Mason Street) (collectively, Northwestern Mutual), agreed to pay a $16.5 million penalty; Guggenheim Securities LLC (Guggenheim Securities), together with Guggenheim Partners Investment Management LLC (GPIM) (collectively, Guggenheim), agreed to pay a $15 million penalty; Oppenheimer & Co. [read post]
8 Feb 2024, 7:47 am by Cynthia Marcotte Stamer
The retaliation judgment resulted from a Labor Department lawsuit filed against Milford Sports Bars LLC, doing business as Champions Grill and Bar, and its owner, Loren Drotos, who is also known as Mark Roberts, Mark Drotos and Mark Lawrence. [read post]
8 Feb 2024, 1:03 am by Richmond Cariaga
The post Probate Avoidance Strategies for Fast, Efficient Wealth Transfers appeared first on Estate Planning and Elder Law LLC. [read post]