Search for: "Security Services Division"
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3 Mar 2022, 10:19 am
The issuer should submit the amended plan to the Securities Division with a cover letter identifying the existing file number. [read post]
4 Aug 2011, 10:36 am
Spencer Bachus, announced his intention to “modernize” the Securities and Exchange Commission. [read post]
26 Apr 2019, 1:46 pm
By relying on the services of carefully chosen professionals, you can protect your financial as well as your emotional security. [read post]
30 Apr 2015, 11:56 am
The Division of Investment Management (the “Division”) of the Securities and Exchange Commission issued a cybersecurity guidance identifying cybersecurity of registered investment companies (“funds”) and registered investment advisers (“advisers”) as an important issue. [read post]
4 Sep 2020, 5:00 pm
Trading Maintenance (Formerly Known As Alimony) For Assets In my 15 years of practicing divorce I have noticed a strong trend in divorce: men think they will always make more money and women are more nervous about their long-term security. [read post]
26 Oct 2011, 8:00 am
Governor Cuomo Announces Appointments to the New York Division of Homeland Security and Emergency Services Jerome M. [read post]
2 Nov 2022, 11:22 am
The Division claimed that petitioner’s services are “protective services” subject to sales tax under N.Y. [read post]
5 Jan 2017, 7:00 am
Jennifer Augustus worked for ABM Security Services as a security guard. [read post]
23 Nov 2020, 6:31 am
(“IMVU”) received no-action relief from the Securities and Exchange Commission (the “SEC”) confirming that the Division of Corporate Finance will not recommend enforcement action against IMVU for selling its digital asset, VCOIN. [read post]
24 Mar 2009, 3:18 pm
Spectrum Security Services, Inc. [read post]
19 Sep 2017, 12:35 pm
McGuire has received more than a dozen awards for her service, including the Distinguished Service Award, the SEC’s highest award, in 1992, and the Presidential Meritorious Executive Award, in 2000. [read post]
4 Dec 2015, 12:22 pm
On Tuesday, Andrew Ceresney, Director of the Securities and Exchange Commission’s Division of Enforcement, told the House Judiciary Committee that the Email Privacy Act (H.R. 699) and the Electronic Communications Privacy Amendments Act (S. 356) should not be amended to require prosecutors and civil enforcement agencies to obtain criminal warrants when requesting emails and other electronic data directly from internet service providers, which include cloud-based… [read post]
18 Oct 2017, 1:33 pm
The Securities and Exchange Commission today announced that Brett Redfearn has been named Director of the agency's Division of Trading and Markets.The SEC's Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. [read post]
19 Jul 2019, 12:02 pm
Alice Eldridge, who joined the major global defense, aerospace and security systems provider in March 2012 as the vice president and chief legal counsel at the platforms and services division, succeeds Ian Graham, who left BAE in May to become group general counsel at Ferguson. [read post]
25 Oct 2019, 6:56 am
The administrative action that gives rise to this investigation is the NV Secretary of State (Securities Division) administrative order dated March 5, 2018: In the matter of Securities America, Inc. [read post]
15 Jan 2020, 8:59 am
The order must provide enough information to allow the Defense Finance and Accounting Service (DFAS) to perform the distribution. [read post]
19 Nov 2009, 2:00 am
Court of Appeal (Civil Division) Maher & Anor v Groupama Grand EST [2009] EWCA Civ 1191 (12 November 2009) High Court (Queen's Bench Division) Horsley v Cascade Insulation Services Ltd & Ors [2009] EWHC 2945 (QB) (18 November 2009) Al Rawi & Ors v The Security Service & Ors [2009] EWHC 2959 (QB) (18 November 2009) High [...] [read post]
2 Jun 2022, 6:24 am
Beechwood Bermuda (formerly known as PB Life) is a division of Northstar Financial Services (Bermuda). [read post]
7 Aug 2023, 12:14 pm
The Securities and Exchange Commission today announced settled charges against Theorem Fund Services LLC (TFS), a fund administrator based in Boca Raton, Florida, for failing to respond to red flags relating to a fraud against a private fund and its investors. [read post]
15 Jan 2016, 6:08 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
