Search for: "Stanley Wells"
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13 Jun 2023, 7:07 pm
Some other folks, who turn out to work for ABC and the Washington Post, come over as well. [read post]
12 Jun 2023, 1:09 pm
”[21] We are coming up on the 40th anniversary of the Wells judgment. [read post]
9 Jun 2023, 9:54 am
David Alan Sklansky, Stanley Morrison Professor of LawAll of the charges here are serious, and they all carry substantial possible sentences, ranging from five years for false statements to 20 years for obstruction of justice. [read post]
9 Jun 2023, 4:00 am
MSN – Isaac Stanley-Becker and Perry Stein (Washington Post) | Published: 6/3/2023 Prosecutors in 2017 failed to convince jurors that U.S. [read post]
5 Jun 2023, 9:30 pm
[As longtime LHB readers know, I post here the essays I research and write for my exam in American Legal History, which principally treats the years 1898 to 1962. [read post]
5 Jun 2023, 6:24 am
Morgan Stanley (2d Cir. 2015), it attempted to cabin its holding by remaining mindful of the SEC’s distinction between required and optional disclosures and by making clear that scienter remained a separate and independent element of a Section 10(b) claim. [read post]
4 Jun 2023, 11:16 am
Morgan Stanley and two of its brokers will have to pay more than $300,000 over contract breach and other claims arising from the pair of advisors' departure from the broker-dealer affiliate of Huntington Bank in Ohio.A Financial Industry Regulatory Authority arbitration panel ordered Morgan Stanley as well as James Patrick Riepenhoff and Frank [...] [read post]
30 May 2023, 12:29 pm
It may well turn out that shared ownership enfranchisement would actually be very expensive. [read post]
23 May 2023, 6:30 am
” Morgan Stanley Capital Group Inc. v. [read post]
22 May 2023, 9:22 am
" Morgan Stanley Capital Group Inc. v. [read post]
19 May 2023, 4:03 pm
It is a huge responsibility, as well as a great honor. [read post]
19 May 2023, 4:00 am
George Santos Confesses to Theft in Brazil to Avoid Prosecution MSN – Terrence McCoy, Marina Dias, and Isaac Stanley-Becker (Washington Post) | Published: 5/11/2023 Rep. [read post]
18 May 2023, 11:11 am
FINRA found that Morgan Stanley permitted Hershberg to resign due to concerns regarding his unapproved outside real estate investments, as well as concerns regarding his recommendation of those same outside real estate investments to firm clients and others, including through limited liability companies he created. [read post]
17 May 2023, 12:30 pm
McKelvey was reportedly affiliated with Morgan Stanley in Southlake, Texas from 06/01/2009 – 05/05/2022. [read post]
15 May 2023, 10:30 am
The values I learned from Stanley were: to always listen, to always learn, to always show respect; to work hard, to teach well, to speak up with and for Lakota people, to write with knowledge and spirit, but always to remain humble and to listen to my elders. [read post]
13 May 2023, 2:53 pm
For example, in Morgan Stanley & Co. v. [read post]
12 May 2023, 12:41 pm
Rearguard actions are always more symbolic than substantive. [read post]
12 May 2023, 11:28 am
Regardless of vaccination status, all counsel and all members of the public who enter the courtroom are strongly encouraged to wear well-fitted face coverings. [read post]
12 May 2023, 9:17 am
Joint book-running managers for the offering included Keefe, Bruyette & Woods, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, and Goldman Sachs, with Deutsche Bank Securities as lead manager, and Compass Point, Ladenburg Thalmann, KeyBanc Capital Markets, Oppenheimer, and Piper Sandler also as co-managers for the offering. [read post]
9 May 2023, 11:55 am
Well, when Credit Suisse was in financial trouble, and the Swiss government had UBS takeover the company, those bonds became worthless, absolutely worthless, $17 billion up in smoke, you’re now seeing investors bringing claims Morgan Stanley, and other major firms like UBS and Credit Suisse sold these bonds to investors. [read post]
