Search for: "State Street Global Advisors Inc." Results 81 - 100 of 146
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13 Mar 2017, 8:26 am by John Jascob
Rakhi Kumar (State Street Global Advisors) pointed out that passive managers have a mandate to replicate indices. [read post]
10 Mar 2017, 6:09 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Wednesday, March 8, 2017 Tags: Accountability, Accounting, Banks, BSA/AML, Compliance & ethics, Compliance and disclosure interpretation, Cybersecurity, Financial institutions, Financial regulation, Money laundering, Oversight, Risk management The Materiality Gap Between Investors, the C-Suite and Board Posted by Judy McLevey, The Conference Board, on Wednesday, March 8, 2017 Tags: Accounting, Boards of Directors, Corporate Social… [read post]
13 Feb 2017, 6:20 am by Adam Weinstein
  From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
13 Feb 2017, 6:20 am by Adam Weinstein
  From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
7 Feb 2017, 6:10 am
At launch, the Investor Stewardship Group comprises BlackRock, CalSTRS, Florida State Board of Administration (SBA), GIC Private Limited (Singapore’s Sovereign Wealth Fund), Legal and General Investment Management, MFS Investment Management, MN Netherlands, PGGM, Royal Bank of Canada Global Asset Management, State Street Global Advisors, TIAA Investments, T. [read post]
3 Jan 2017, 4:28 pm by Kevin LaCroix
The results are impressive; according a recent Wall Street Journal article (here), Burford’s internal rate of return is 28%. [read post]
9 Dec 2016, 7:25 am by Adam Weinstein
  From September 2005 through February 2011 Kievman was associated with Citigroup Global Markets Inc. [read post]
21 Oct 2016, 1:00 am
Burcin Yurtoglu, WHU—Otto Beisheim School of Management, on Monday, October 17, 2016 Tags: Board independence, Boards of Directors, Brazil, Disclosure, E-index, Firm performance, Firm valuation, G-Index,Governance indices, India, International governance, Korea, Ownership structure, Russia, Turkey Responding to Concerns Regarding the Protection of the Interests of Long-Term Shareholders in Activist Engagements Posted by Abe Friedman, CamberView Partners, on Monday, October 17, 2016 Tags:… [read post]
9 Aug 2016, 10:44 am by Chris Castle
Any person may submit written comments concerning the proposed consent decree within 60 days of its publication to: Renata Hesse, Trial Attorney, 325 7th Street, N.W., Suite 500, Washington, D.C. 20530, (202-616-0944). [read post]
12 May 2016, 1:59 pm by Alex R. McQuade
According to the Wall Street Journal, the Islamic State claimed credit for the biggest attack and indicated that they were targeting Shiite fighters. [read post]
9 May 2016, 2:19 pm by Alex R. McQuade
” The small number of U.S. advisors on the ground in Yemen demonstrate a new American role in Yemen’s ongoing civil war. [read post]
22 Jan 2016, 6:55 am by Adam Weinstein
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
3 Jan 2016, 4:32 am by Adam Weinstein
From November 2006 through June 2009, Giusti was associated with Citigroup Global Markets Inc. [read post]
10 Dec 2015, 6:32 am
Not more than two years ago he compared RCAP to Wall Street greats Merrill Lynch and Raymond James Financial, Inc. and planned on establishing the next brokerage powerhouse. [read post]
18 Nov 2015, 5:53 am by Adam Weinstein
From June 1997, until June 2005, Giannone was associated with Citigroup Global Markets Inc. [read post]
3 Nov 2015, 6:24 am by Adam Weinstein
From September 2007, until May 2010, Baumann was registered with JHS Capital Advisors, Inc. [read post]
2 Nov 2015, 6:31 am by Adam Weinstein
From December 2005, until May 2010, Stapleton was registered with JHS Capital Advisors, Inc. [read post]
31 Oct 2015, 5:31 am by Adam Weinstein
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
28 Oct 2015, 12:56 pm by Jason M. Halper
Background In September 2013, BMC Software, Inc., then a global firm specializing in software for IT management, was taken private by a group of investment firms led by Bain Capital, LLC, at a price of $46.25/share. [read post]
28 Oct 2015, 6:07 am by Adam Weinstein
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]