Search for: "Sterling Financial Corporation"
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24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder activist Delaware Courts… [read post]
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder activist Delaware Courts… [read post]
22 Apr 2017, 2:28 pm
Just two weeks before the meeting date, the independent directors of Wells Fargo released a 110 page “Sales Practice Investigation Report,” prepared with the assistance of the law firm Shearman & Sterling under the direction of four independent trustees: Duke, Hernandez, James, and Sanger, all four of whom have received negative vote recommendations from ISS and one of whom (Hernandez) has received a negative recommendation from Glass Lewis. [2] The Shearman &… [read post]
22 Apr 2017, 2:28 pm
Just two weeks before the meeting date, the independent directors of Wells Fargo released a 110 page “Sales Practice Investigation Report,” prepared with the assistance of the law firm Shearman & Sterling under the direction of four independent trustees: Duke, Hernandez, James, and Sanger, all four of whom have received negative vote recommendations from ISS and one of whom (Hernandez) has received a negative recommendation from Glass Lewis. [2] The Shearman &… [read post]
25 Jul 2017, 9:31 pm
That’s a violation of health codes and Chipotle corporate policy. [read post]
26 Oct 2018, 6:01 am
Katzman and Daniel Yao, Shearman & Sterling LLP, on Friday, October 19, 2018 Tags: Advanced notice, Boards of Directors, Charter & bylaws, Institutional Investors, Proxy access, Proxy voting, Shareholder nominations, Shareholder proposals, Shareholder rights, Shareholder voting, Surveys Reforming Director’s Long-Term Duties in the EU Posted by Claire Jeffwitz and Filip Gregor, Frank Bold, on Saturday, October… [read post]
8 Nov 2021, 1:17 pm
Gopi Vungarala Pershe Kaplan Sterling Investments Sutterfield Financial Group, Inc. [read post]
17 Dec 2014, 8:10 am
Lincoln Financial Advisors Corporation Lincoln Financial Securities Corporation Lowell & Company, Inc. [read post]
9 Aug 2016, 3:18 am
Moelis (full non-GAAP financial statement) 6. [read post]
3 Aug 2015, 6:00 am
” Moore told me that, despite an impressive CV that includes being a top-earning KPMG partner and other sterling credentials, he has never received a single call from a recruiter. [read post]
9 Aug 2016, 4:55 pm
Indeed, when the Aleynikov case was in the Third Circuit, Goldman Sachs had tried to argue, among other things, that there has been “title inflation” in the financial services industry and that the title “vice president” is not particularly meaningful. [read post]
13 Apr 2023, 10:51 pm
The proposed legislation can be found here. 3 ASIC consults on class orders about financial requirements On 3 March 2023, ASIC announced it was seeking feedback on its proposal to remake the following class orders without any substantive changes: Class Order [CO 13/760]Financial requirements for responsible entities and operators of investor directed portfolio services, which is due to expire on 1 October 2023; Class Order [CO 13/761] Financial requirements for… [read post]
15 Jul 2007, 10:23 am
In addition, the European Corporate Governance Forum, which is a high level body advising the Commission, will review the study and may contribute its own recommendations.The study was led by Institutional Shareholder Services (ISS), associated to a European network of leading academics, the European Corporate Governance Institute (ECGI) and the law firm Shearman & Sterling. [read post]
9 Jun 2021, 6:00 am
Kitchen was involved in finance for over 45 years, mainly with U.S. corporations. [read post]
5 Aug 2016, 6:27 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 5, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 29–August 4, 2016. [read post]
14 Jun 2016, 8:48 am
It is important to keep in mind, however, that businesses are attracted to the UK because of the country’s stable financial, regulatory and legal systems, and low corporate tax rates, and not because of its membership in the EU. [read post]
25 Oct 2017, 12:11 pm
Mariam noted that individuals within the corporations want to be engaged on an individual, rather than a corporate, level but may lead their corporations to participate. [read post]
2 Feb 2010, 12:54 am
Location: Seattle February 19 Sponsor: The Fordham Journal of Corporate and Financial Law Event: The Regulation of Investment Funds Location: Fordham Law School, New York Panelists: Andrew J. [read post]
9 Dec 2022, 6:34 am
Behrens, Giulia La Scala, Shearman & Sterling LLP, on Monday, December 5, 2022 Tags: ESG, Esg governance, ESG Performance, Managmenet, Stakeholders, Sustainability The Flaw in Anti-ESG Logic: Financial Interests of Companies Like Meta Don’t Always Align with Those of Its Shareholders Posted by Frederick Alexander, The Shareholder Commons, on Monday, December 5, 2022 Tags: Corporate governance, ESG, Esg governance, Institutional Investors, Meta, Profitability… [read post]
9 Dec 2022, 6:34 am
Behrens, Giulia La Scala, Shearman & Sterling LLP, on Monday, December 5, 2022 Tags: ESG, Esg governance, ESG Performance, Managmenet, Stakeholders, Sustainability The Flaw in Anti-ESG Logic: Financial Interests of Companies Like Meta Don’t Always Align with Those of Its Shareholders Posted by Frederick Alexander, The Shareholder Commons, on Monday, December 5, 2022 Tags: Corporate governance, ESG, Esg governance, Institutional Investors, Meta, Profitability… [read post]
