Search for: "Stocking v. Ives"
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19 May 2010, 10:39 am
Under the proposed rules, which reflect a consensus among the various U.S. stock exchanges and the Financial Industry Regulatory Authority (FINRA), trading in a stock would be paused for five minutes where the stock experienced a 10 percent change in price over a five minute period. [read post]
19 Aug 2021, 9:35 am
When a company is delisted, its stock can no longer trade on the Nasdaq exchange; however, the stock may trade in the over-the-counter bulletin board or the pink sheets. [read post]
3 Jun 2009, 12:08 pm
Grace Brothers, Ltd. v. [read post]
24 Jul 2014, 3:00 am
The case in question is Comic Enterprises Ltd v Twentieth Century Fox Film Corporation [2014] EWHC 2286 (Ch), a Chancery Division, England and Wales, decision last week of Roger Wyand QC (Sitting as a Deputy High Court Judge). [read post]
13 Mar 2008, 3:37 pm
Apparent findings to the opposite in Basildon v Whelan and in Kensington & Chelsea RLBC v Hislop [2004] HLR 434 were not part of the ratio of the decisions in those cases. [read post]
1 Oct 2019, 6:21 am
IV. [read post]
5 Dec 2022, 11:25 am
It also means that Lucas was able to strip a great deal of wealth out of the company before its stock price declined since he was not paid in the form of stock. [read post]
2 Oct 2016, 12:11 pm
Cir. 2016) is not that the court found IV’s content identification system patents invalid as claiming ineligible subject matter. [read post]
28 Jan 2009, 3:54 am
Pfeffer v. [read post]
25 Feb 2020, 8:29 am
Investment Sales Practice Violations FINRA has indicated that it will focus its efforts to combat sales practice violations in six key areas: (i) complex investment products, (ii) variable annuities, (iii) private placements, (iv) fixed-income investment products, (v) representatives who are in a position of trust or authority, and (vi) senior investors. [read post]
13 Nov 2007, 9:05 pm
May 22, 2007).15 Cal IV Entertainment, LLC v. [read post]
4 Aug 2010, 10:47 am
National Basketball Assoc. v. [read post]
21 Feb 2014, 10:35 am
Jordan v. [read post]
13 Apr 2022, 9:01 pm
Exams will focus on, among other things, (i) private funds, (ii) broker-dealers, (iii) Environmental, Social, and Governance (ESG) or impact investing, (iv) financial technology (FinTech) and crypto-assets, and (v) information security (InfoSec) and operational resiliency. [read post]
17 Apr 2012, 7:20 am
Consistent with the learning hypothesis, we find that: (i) The disappearance of the governance-return correlation was associated with an increase in the attention to governance by a wide range of market participants; (ii) Until the beginning of the 2000s, but not subsequently, stock market reactions to earning announcements reflected the market's being more positively surprised by the earning announcements of good-governance firms than by those of poor-governance firms; (iii)… [read post]
4 Oct 2017, 6:24 am
In the recent decision of Mehta v. [read post]
21 Aug 2011, 9:30 pm
Bankruptcy Cases and Topics DC Cir: Creditors' tortious intf. cplt v. [read post]
18 Dec 2012, 8:31 am
Thus, the By-laws establish important aspects for day-to-day operation of the corporation: (i) Board of Directors: the number of members of the Board of Directors, meetings of the Board, voting, removal, vacancies, and powers of the Board of Directors; (ii) Shareholders: Annual and Special Meetings of Shareholders, including notice, voting, and general procedures; … [read post]
1 Sep 2017, 12:00 am
Shareholder, however, argued a redemption can constituted preference, and Franchise Preferred stock provided for redemption. [read post]
20 Apr 2011, 6:51 am
The initial directors will then need to have an “Organizational Meeting” or execute an “Organizational Consent in Lieu of a Meeting” in which they (i) appoint officers, (ii) adopt bylaws, (iii) authorize the initial share issuances, (iv) authorize the commencement of doing business, and (v) other matters. [read post]
