Search for: "The David Agency Insurance, Inc."
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28 Dec 2018, 3:00 am
Feb. 19, 2018 Williamson, J.), Judge David J. [read post]
31 Oct 2018, 2:20 pm
Bank National Association, Trustee, represented by David M. [read post]
20 Aug 2018, 1:40 pm
Without admitting or denying the findings, Bowen consented to the sanction and to the entry of findings that he failed to provide FINRA with requested documents and information, and appear for on-the-record testimony, related to being under investigation at the time of his resignation from his former member firm for allegations of forgery of client signatures on non-variable insurance documentsWilliam David Nelson - New YorkNelson was barred from association with any FINRA… [read post]
14 Aug 2018, 11:38 am
In Public Citizen, Inc. v. [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance… [read post]
18 Jun 2018, 7:06 pm
THE ALTMAN GROUP, INC. [read post]
6 Apr 2018, 6:08 am
CEO Pay Posted by John Roe, ISS Analytics, on Friday, March 30, 2018 Tags: Compensation disclosure, Compensation ratios, Equity-based compensation, Executive Compensation, Incentives, Management, Stock options, Surveys Replacing Executive Equity Compensation: The Case for Cash for Long-Term Performance Posted by Nitzan Shilon (Peking University), on Saturday, March 31, 2018 Tags: Agency costs, Equity-based… [read post]
2 Apr 2018, 4:03 pm
In the following guest post, David Fontaine, CEO of Kroll, Inc. and its parent, Corporate Risk Holdings, and John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, take a look at the SEC’s guidance, with a particular focus on what the agency’s statement has to say about the duties of corporate directors. [read post]
28 Feb 2018, 6:17 am
David L. [read post]
7 Feb 2018, 7:43 am
Case Background Frank and London Insurance Agency (“F&L”) obtained a real estate agents’ errors and omissions liability policy for LGR Realty, Inc. [read post]
12 Jan 2018, 6:08 am
Non-rating Revenue and Conflicts of Interest Posted by Bo Becker and Ramin Baghai (Stockholm School of Economics), on Friday, January 5, 2018 Tags: Conflicts of interest, Financial crisis, India, International governance, Ratings agencies Tax Reform Implications for U.S. [read post]
8 Dec 2017, 6:10 am
Wolf and David B. [read post]
1 Dec 2017, 6:17 am
Scheuermann, K&L Gates LLP, on Tuesday, November 28, 2017 Tags: Acquisition agreements, Cybersecurity, Due diligence, Mergers & acquisitions, Privacy, R&W insurance, Risk assessment, Risk management Founder Replacement and Startup Performance Posted by Michael Ewens (California Institute of Technology), and Matt Marx (Boston University), on Tuesday, November 28, 2017 Tags: Agency costs, Boards of… [read post]
20 Nov 2017, 9:00 am
Calhoun also previously worked for former Governor David Paterson in intergovernmental affairs. [read post]
20 Nov 2017, 9:00 am
Calhoun also previously worked for former Governor David Paterson in intergovernmental affairs. [read post]
17 Nov 2017, 6:04 am
Berenblat, Olshan Frome Wolosky LLP, on Friday, November 10, 2017 Tags: Benefits of CEO Pay Ratio Guidance Posted by Steve Seelig, Puneet Arora, and Rich Luss, Willis Towers Watson, on Saturday, November 11, 2017 Tags: Compensation disclosure, Compensation ratios, Compliance and disclosure interpretation, Dodd-Frank Act, Executive Compensation, SEC, SEC rulemaking, Securities regulation Innovative Insurance Products and M&A Risk… [read post]
29 Aug 2017, 4:42 am
Jack in the Box, Inc.). [read post]
13 Aug 2017, 6:00 am
By Richard Cooper, Luke Barefoot, Adam Brenneman and Antonio Pietrantoni1 If there is one thing that all stakeholders in Puerto Rico’s fiscal crisis can agree on (and there are likely not many such things), it is that, without real economic growth, the commonwealth of Puerto Rico will neither be able to repay its creditors nor offer its residents a viable, let alone prosperous, future. [read post]
2 Aug 2017, 4:23 pm
Employers operating in the United States should evaluate potential workforce and implications of proposed immigration law reforms The Reforming American Immigration for a Strong Economy Act (RAISE Act) in light of the joint announcement of plans to prioritize the proposed reforms for enactment announced jointly by RAISE Act sponsors Senators Tom Cotton and David Perdue and President Donald Trump earlier today (August 2, 2017). [read post]
31 Jul 2017, 9:01 pm
Altitude Express, Inc., a case pending before the U.S. [read post]
