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24 Mar 2020, 4:01 pm
Nebraska: all notices must be filed electronically—file Rule 506 offerings through NASAA’s electronic filing depository (EFD) and email all other notices including Nebraska’s limited offering exemption at Nebraska Securities Act, Section 8-1111; Regulation A, Tier 2 offerings; and mutual fund and unit investment trust offerings to DOB.securitiesfilings@nebraska.gov; temporarily relieves financial professionals displaced by COVID-19; extends investment adviser… [read post]
24 Jan 2020, 10:34 am
ADRs are U.S. securities that represent foreign shares of a foreign company and require a corresponding number of foreign shares to be held in custody at a depository bank. [read post]
31 Dec 2019, 8:13 am
Below is our quarterly newsletter. [read post]
5 Nov 2019, 6:02 am
– – – Proposition 9 would exempt precious metals held in depositories from the tangible personal property tax. [read post]
30 Oct 2019, 8:38 am
Specifically, the PSS leverages multiple accounts at Paxos and The Depository Trust Co. plus wire transfers from participants to a Paxos bank account to create a "digitized security entitlement" that is credited to a participant’s account within the PSS on the Paxos ledger. [read post]
28 Oct 2019, 11:44 am
Proposition 9 would exempt precious metals held in depositories from the tangible personal property tax. [read post]
27 Aug 2019, 9:41 pm
Limited liability is a characteristic of modern corporations, as well as limited liability companies and limited partnerships and trusts (beneficiaries are not personally liable for the trust’s liabilities). [read post]
25 Jul 2019, 11:47 am
Escobio allegedly convinced retail investors to purchase physical precious metals that allegedly were held in depositories in London or Hong Kong, according to the order. [read post]
23 Jul 2019, 4:30 pm
John Reed Stark In the following guest post, John Reed Stark takes a closer look at President Donald Trump’s recent Twitter tirade against cryptocurrency and lays out a roadmap for the President to follow if his administration were to crack down on cryptocurrency. [read post]
17 Jul 2019, 6:55 am
Often, the unsuspecting victim is conned into thinking a legitimate email from a trusted person or entity is directing them to make a payment for a normal business activity. [read post]
10 Jul 2019, 11:15 am
The revisions to the Guidelines address regulatory standards for authorized foreign banks’ minimum deposit to be held in trust. [read post]
29 May 2019, 5:06 pm
John Reed Stark In recent days, a number of leading retailers have announced that they are initiating processes to allow consumers to complete purchase transactions using bitcoin or other cryptocurrencies. [read post]
16 May 2019, 8:26 am
If the property is held in trust, the trust instrument will indicate who gets the property upon the death of the settler, or the trust creator. [read post]
13 May 2019, 11:44 am
With a non-guaranteed contract, the consumer simply applies the trust or depository account to the costs of the funeral. [read post]
13 May 2019, 11:44 am
With a non-guaranteed contract, the consumer simply applies the trust or depository account to the costs of the funeral. [read post]
6 May 2019, 11:49 am
” The court also noted (1) that the NBA contains two references to deposit-taking in addition to the powers clause, (2) New York’s experience with banking at the time the NBA was enacted, (3) the fact that the NBA has never previously chartered a non-depository entity on the basis of the NBA’s “business of banking” clause, and (4) the fact that Congress expressly authorized non-depository national bank trust companies and bankers’ banks. [read post]
31 Jan 2019, 10:22 am
Among the many benefits that a Revocable Trust has over a Will is the ability to minimize or even avoid probate. [read post]
9 Jan 2019, 4:31 pm
§69.031(1) authorizes a probate court to direct the financial assets of a probate estate be deposited into a restricted depository account held by a financial institution. [read post]
2 Jan 2019, 2:55 pm
Patterson, Jr., Trustee of the Deborah Patterson Howard Trust. [read post]
17 Oct 2018, 6:19 am
., as nominee for the Depository Trust Company (“DTC”), is listed on the issuer’s records as the holder of record of most of the issuer’s shares. [read post]
