Search for: "The Depository Trust Company"
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10 Jan 2018, 7:04 pm
Some states mandate electronic filing of Rule 506 document through the Electronic Filing Depository (“EFD”). [read post]
6 Nov 2017, 9:30 pm
Although the SEC and industry groups have been publicly mulling over shortening the settlement period since the turn of the millennium, the concerted push that led to the SEC, FDIC, and OCC’s rules began with a 2012 study commissioned by the Depository Trust and Clearing Corporation, a company responsible for settling trillions of trades a year. [read post]
1 Aug 2017, 7:22 am
(F) In the case of a trustee of a trust, a certification of trust pursuant to Section 18100.5 of the Probate Code. [read post]
22 May 2017, 3:00 am
Plaintiffs allege that depository institutions like ReconTrust did not have authority to enforce the power-of-sale provisions in the deeds of trust that secured the properties. [read post]
States’ Lawsuit Over OCC Authority to Create New Charter Creates Bumps in the Road for Fintech Firms
8 May 2017, 2:02 pm
By contrast, Congress has specifically authorized certain special-purpose national banks by statute, including non-depository trust banks authorized by the Competitive Equality Banking Act of 1987 (CEBA). [read post]
2 May 2017, 8:17 am
Instead of charging for an upgrade, in 2016 the company introduced a new subscription payment structure. [read post]
25 Apr 2017, 8:17 pm
The currently designated systemically significant financial market utilities include The Clearing House Payments Company L.L.C. on the basis of its role as operator of the Clearing House Interbank Payments System, The Depository Trust Company, and the Chicago Mercantile Exchange. [read post]
31 Jan 2017, 1:06 pm
Many U.S. companies point to the more “FinTech friendly” regimes in other countries. [read post]
15 Aug 2016, 7:49 am
The federal funds rate is the interest rate at which depository institutions lend excess balances in their reserve accounts at their local Federal Reserve District Bank to other depository institutions overnight. [read post]
17 Jul 2016, 10:13 am
And for those funeral homes using trusts to fund their preneed contracts, they must deposit the funds to trust within 60 days of receipt. [read post]
16 May 2016, 1:00 pm
Where do trusts fit in? [read post]
14 Apr 2016, 7:45 am
Members are required to represent that they are authorized to bind their affiliates to the terms of the policy, including parent and sister companies. 1. [read post]
17 Feb 2016, 7:54 am
I trust him/her completely and ask the Probate Court to honor my selection of my Guardian. [read post]
10 Jan 2016, 10:03 am
Not Commercial Fundraisers The following persons or entities are explicitly not commercial fundraisers: any trustee holding property in trust pursuant to any charitable trust, or any of such trustee’s employees; any charitable nonprofit corporation or any employee of such nonprofit corporation; any employee of a commercial fundraiser; any federally insured financial institution that holds, as a depository, funds received as a result of a solicitation for… [read post]
18 Dec 2015, 12:12 pm
The final rule also issued a temporary exclusion from Regulation Q for savings and loan holding companies that are trusts and depository institution holding companies that are employee stock ownership plans – until the Board can propose appropriate rules for such entities. [read post]
9 Jul 2015, 9:24 am
According to the bill’s safety and soundness provision, no federally insured depository institution may be an affiliate of, or be in common ownership or control with, or qualify as, an insurance company, securities entity, or swaps entity. [read post]
1 Jul 2015, 5:01 am
They also said the proposal does not seek changes to settlement cycles in primary markets.Moreover, the Industry Steering Committee (ISC), in conjunction with PricewaterhouseCoopers LLP, The Depository Trust & Clearing Corporation, SIFMA, ICI and others, has issued a white paper that explains the proposal in greater detail. [read post]
26 May 2015, 2:50 pm
Guidance Update Regarding Key Employee Trusts and Family Office Rule. [read post]
26 May 2015, 2:50 pm
Guidance Update Regarding Key Employee Trusts and Family Office Rule. [read post]
20 May 2015, 6:51 am
Garcia, testifying for the Financial Services Sector Coordinating Council, had explained in his prepared remarks that this software is a joint venture between the Financial Services Information Sharing and Analysis Center (FS-ISAC) and the Depository Trust and Clearing Corporation that allows for automated threat sharing within the financial services industry. [read post]
