Search for: "The Variable Annuity Life Insurance Company"
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10 Nov 2016, 7:12 am
New annual reporting form, Form N-CEN, streamlines information reported to the Commission to reflect current needs, including disclosures as to whether underlying funds are offered as options under a variable annuity or variable life insurance contract and whether a unit investment trust is a separate account. [read post]
12 Apr 2016, 3:50 pm
Concurrent with its adoption of final regulations implementing these new rules concerning investment advisors and their fiduciary responsibilities, the Rule also adopts certain new Prohibited Transaction Exemptions that define requirements that providers of covered investment advice and the plan fiduciaries that engage them generally will be required after April 7, 2017 to ensure are met for investment advisors to receive commission-based compensation for their services, to sell or purchase certain… [read post]
12 Apr 2016, 3:50 pm
Concurrent with its adoption of final regulations implementing these new rules concerning investment advisors and their fiduciary responsibilities, the Rule also adopts certain new Prohibited Transaction Exemptions that define requirements that providers of covered investment advice and the plan fiduciaries that engage them generally will be required after April 7, 2017 to ensure are met for investment advisors to receive commission-based compensation for their services, to sell or purchase certain… [read post]
20 Jan 2016, 1:02 pm
Nash has been a key architect of disclosure policy for mutual funds and other investment companies, and has led the division’s oversight of variable annuity and variable life insurance products. [read post]
28 Dec 2015, 6:35 am
Mortality and expense risk charges are used by the insurance company to cover guaranteed death benefits, payout options such as guaranteed income for life, or caps on administrative fees. [read post]
12 Nov 2015, 3:36 pm
The largest of our Dow companies or S&P companies are all trying to capture that growth market in China. [read post]
6 Nov 2015, 11:35 am
., the largest U.S. life insurer, is under FINRA’s investigation regarding the company’s broker-dealer unit’s violations tied to variable annuities.According to FINRA, the probe focused on potential violations “regarding alleged misrepresentations, suitability, and supervision in connection with sales and replacements of variable annuities and certain riders on such annuities. [read post]
30 Oct 2015, 3:30 pm
The companies that have done that are primarily upstart shale companies who bought drilling rights either in North Dakota or Colorado or Arkansas. [read post]
17 Sep 2015, 1:27 pm
Dax: Okay, variable annuities are an insurance product but unlike a term life or whole life or anything like that there’s an investment component that goes into it. [read post]
8 Sep 2015, 6:27 am
He has also recently been registered with IDS Life Insurance Company, according to industry records. [read post]
14 May 2015, 12:51 am
If you have an annuity with Nationwide Life you may want to read this. [read post]
8 Feb 2015, 8:07 am
Release 57 features a new section explaining indexed annuities, differentiating variable annuities and summarizing the related PLR. [read post]
22 Dec 2014, 10:08 am
Last month at the American Law Institute's Conference on Life Insurance Company Products, the chief of the SEC's Office of Compliance, Inspections, and Examinations ("OCIE") informed attendees that the agency will increase its focus on variable annuities during 2015. [read post]
19 Dec 2014, 2:44 pm
From September 2009, to May 2011, SWS Financial derived the majority of its income from its business lines selling equities, mutual funds, variable life insurance or annuities, and municipal securities. [read post]
25 Sep 2014, 6:18 am
(Signator) Moniz made unsuitable recommendations to a married couple that they purchase a Variable Universal Life insurance policy (VUL) on the husband’s life and use the proceeds of a reverse mortgage to purchase a variable annuity and open a managed investment account. [read post]
23 Sep 2014, 6:30 am
” These amounts are paid out at a fixed or variable interest rate. [read post]
6 Sep 2014, 7:51 am
Monthly charges for the life insurance policy, including a cost of insurance charge and administrative fees, are deducted from the policy’s cash value. [read post]
2 Sep 2014, 9:13 am
A variable annuity is a contract with an insurance company where the insurer agrees to make periodic payments to you based upon the chosen investments made in the annuity account. [read post]
28 May 2014, 5:49 am
The complaints involve allegations of account manipulation, excessive trading, and a misrepresentation concerning a variable annuity. [read post]
5 May 2014, 8:54 am
” A variable annuity is a contract with an insurance company where the insurer agrees to make periodic payments to you. [read post]
