Search for: "Thomas Weinstein" Results 81 - 100 of 199
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22 Nov 2018, 6:00 am by Staff Attorney
According to BrokerCheck records former financial advisor Thomas Kelley (Kelley), currently employed by Aegis Capital Corp. [read post]
19 Oct 2018, 6:08 am
., on Sunday, October 14, 2018 Tags: Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Executive Compensation, Management Shareholder Activism: 1H 2018 Developments and Practice Points Posted by Gail Weinstein, Warren S. de Wied, and Philip Richter, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, October 14, 2018 Tags: Boards of Directors, Fund performance, Hedge funds, Institutional… [read post]
21 Sep 2018, 3:25 pm by Staff Attorney
The law offices of Gana Weinstein LLP continue to investigate the Massachusetts Securities Division’s enforcement action and administrative complaint against ARO Equity, LLC (ARO Equity), Thomas David Renison (Renison), and Timothy James Allcott (Allcott). [read post]
7 Sep 2018, 6:57 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Thomas Sova (Sova), formerly associated with Hornor, Townsend & Kent, Inc. [read post]
8 Aug 2018, 6:33 am by Nassiri Law
Hill herself has been able to turn her own claims of sexual harassment against now Supreme Court Justice Clarence Thomas into an opportunity to help other women. [read post]
16 Jul 2018, 7:37 am by Staff Attorney
At Gana Weinstein LLP, our attorneys are experienced representing investors who have suffered securities losses due excessive trading and other securities laws violations. [read post]
2 Jul 2018, 2:43 pm by Staff Attorney
  From April 2012 until June 2013 Haynes was registered with John Thomas Financial. [read post]
27 Jun 2018, 6:30 am by Staff Attorney
The investment attorneys at Gana Weinstein LLP have been investigating previously registered broker Thomas Logue (Logue). [read post]
24 Jun 2018, 5:05 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating the Massachusetts Securities Division’s enforcement action and administrative complaint against ARO Equity, LLC (ARO Equity), Thomas David Renison (Renison), and Timothy James Allcott (Allcott). [read post]
23 Jun 2018, 6:33 pm by Staff Attorney
  The so-called advisors involved charged by the SEC include Perry Santillo, Christopher Parris, Paul LaRocco, John Piccarreto, and Thomas Brenner (the Advisors). [read post]
11 Apr 2018, 9:01 pm by Marci A. Hamilton
Check off this factor for Thomas, too, who said she also kept the matter secret because she feared affecting her young modeling career. [read post]
27 Feb 2018, 9:01 pm by Sherry F. Colb
Somehow, though, when it comes to acquaintance rape, perception changes, and people wonder whether it would be fair to convict a defendant on the basis of standard courtroom evidence.Anita Hill experienced something like the denial leveled at date rape victims when she testified against Clarence Thomas during his confirmation hearings in 1991. [read post]