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4 Dec 2022, 5:20 am by Bernard Bell
See note 9, infra (discussing such comments in In re Franklin National Bank Securities Litigation and Bank of Dearborn v. [read post]
31 Oct 2022, 4:53 am by Franklin C. McRoberts
From 2008 to 2015, Kau was an investment banker at Blackstone, leading the renewable energy investment banking practice. [read post]
30 Oct 2022, 10:01 am by jonathanturley
In October 2021, Danielle Thomas, former exotic dancer known as “Pole Assassin” (and the girlfriend of Texas special teams coach Jeff Banks), found herself embroiled in a Halloween tort after the monkey previously used in her act bit a wandering child at the house of horror she created for Halloween. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Stablecoins have features similar to, and potentially competing with, money market funds, other securities, and bank deposits, and raise important policy issues. [read post]
7 Sep 2022, 7:19 pm
  Environmental risk remains an important element (with a focus on traditional heavy industries). [read post]
10 Aug 2022, 6:50 pm by Race to the Bottom
Investment bank, Cowen Inc., criticized the rules as being unclear on how underwriter liability would be determined, which they say would increase the risk of investing in a SPAC. [read post]
1 Aug 2022, 9:01 pm by Jeff Lubitz
These 39 settlements include 35 traditional class actions, as well as one antitrust action, and three meaningful SEC Fair Funds. [read post]
22 Jul 2022, 8:55 am by Zak Gowen
Regulation Under Draft House Bill – SourceReuters – July 20, 2022 Issuers of so-called “stablecoins,” virtual currencies whose value is pegged to traditional currencies, would face bank-like regulation and oversight under a draft bill from senior U.S. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
Recent developments in English securities litigation Aside from the innovative and untested derivative actions mentioned above, English securities litigation pursuant to ss.90 and 90A of Financial Services and Markets Act 2000 (“FSMA”), remains the “traditional” means for investors to recoup losses from UK listed companies resulting from misleading or untrue statements in the company’s published information (or dishonest delays in publishing required… [read post]
17 Jul 2022, 3:45 am by Tom Sharbaugh
Balancing short-term benefits against long-term costs One bright sunny day, Jack, a junior lawyer, discovers what could be a problem—Great Idea Inc., the big-potential startup corporate client for which he is working, does not have any organizational records. [read post]
24 Jun 2022, 9:58 am by Zak Gowen
In a joint stipulation filed by Costco Wholesale Corp. and the defendants, including Visa Inc., Mastercard Inc., Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., and Wells Fargo & Co., the parties told the court that the wholesale retailer “fully settled all of its claims against all of the defendants” but did not disclose details of the deal. . . . [read post]
24 Jun 2022, 7:23 am by Anna Armstrong
In a joint stipulation filed by Costco Wholesale Corp. and the defendants, including Visa Inc., Mastercard Inc., Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., and Wells Fargo & Co., the parties told the court that the wholesale retailer “fully settled all of its claims against all of the defendants” but did not disclose details of the deal. . . . [read post]