Search for: "UBS AG New York"
Results 81 - 100
of 201
Sorted by Relevance
|
Sort by Date
5 Feb 2009, 12:48 pm
Business :: -->IRS investigates Credit Suisse for tax fraud, says NY TimesUpdated 18:07 New York, NY, USA (TSR, Fre) - First UBS and now Credit Suisse: the IRS, in inquiries which are increasingly far-reaching into fiscal evasion and fraud by US citizens and their overseas banks, has reportedly been investigating Credit Suisse and London-based HSBC since September, according to the New York Times. [read post]
30 May 2008, 4:25 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
13 May 2010, 8:16 am
Here's is the lead, front page article in the New York Times today, about a new investigation started by New York attorney general Andrew Cuomo againt Goldman Sachs, Morgan Stanley, UBS, Citigroup, Credit Suisse, Deutsche Bank, Crédit Agricole and Merrill Lynch, which is owned by Bank of America, "to determine whether they provided misleading information to rating agencies in order to inflate the grades of certain mortgage… [read post]
13 May 2010, 8:16 am
Here's is the lead, front page article in the New York Times today, about a new investigation started by New York attorney general Andrew Cuomo againt Goldman Sachs, Morgan Stanley, UBS, Citigroup, Credit Suisse, Deutsche Bank, Crédit Agricole and Merrill Lynch, which is owned by Bank of America, "to determine whether they provided misleading information to rating agencies in order to inflate the grades of certain mortgage… [read post]
3 Dec 2007, 11:18 pm
Related Web Resources: Morgan Stanley, UBS No Longer Can Keep Secrets: Susan Antilla, Bloomberg.com, November 27 Morgan Stanley Must Pay Millions For Withholding E-Mails, Information Week, September 28, 2007 UBS Ordered to Pay $29 Million in Sex Bias Lawsuit, New York Times, April 27, 2005 [read post]
11 Aug 2008, 9:12 am
Certainly, there were a few other state regulators involved, but NY AG Andrew Cuomo is responsible for orchestrating last week’s spate of settlements that will result in Merrill, Citi and UBS buying back more than $35 billion of illiquid auction-rates. [read post]
18 Feb 2014, 12:58 pm
Hedge funds are also requesting that Puerto Rico give up its sovereign immunity, allowing bondholders to sue in New York court rather than face its judicial system. [read post]
26 Jan 2012, 9:29 am
District Court for the Southern District of New York and assigned to Judge Jed Rakoff. [read post]
21 Aug 2009, 3:19 am
Via Curt Anderson:A banker and a lawyer from Switzerland were indicted Thursday on fraud charges for allegedly helping rich Americans evade taxes by hiding assets in Swiss banks, including UBS AG and a smaller Zurich-based institution. [read post]
2 Dec 2009, 11:51 am
UBS AG, supra. [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
One of the targets of the new wave of suits by "left out" investors is UBS Securities LLC, the New York-based subsidiary of Swiss giant UBS AG. [read post]
8 Oct 2014, 5:18 am
Along with administering the UBE, the SBLE has proposed that New York’s bar examination continue to incorporate a New York law-specific component. [read post]
11 Feb 2015, 7:32 am
The banks, including UBS AG, Royal Bank of Scotland plc (RBS), JPMorgan & Chase Co, and Credit Suisse Group AG previously agreed to settlements with various regulators to resolve charges of manipulation and restraint of trade. [read post]
18 Apr 2023, 12:48 pm
The lawsuits primarily from renters of multifamily apartments were filed against RealPage and other defendants in Seattle, Boston, Colorado, New York and elsewhere over several months. [read post]
24 Apr 2008, 3:42 pm
The companies subpoenaed include UBS AG, Merrill Lynch, Citigroup, Inc., JP Morgan Chase and Co., and Goldman Sachs Group. [read post]
5 Aug 2008, 3:36 pm
" Auction-Rate Crackdown Widens UBS Faces New Charges in New York, as Scrutiny of Wall Street's Role Intensifies By LIZ RA [read post]
22 Nov 2010, 9:01 am
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against… [read post]
29 Mar 2015, 4:30 am
e-Alert http://t.co/Z14rKpVwPG -> Eng.CA sends case back to CJEU ITV Broadcasting Ltd & Ors v TVCatchup Ltd & Ors [2015] EWCA Civ 204 http://t.co/frClUO3ttD -> Facebook, New York Times deal could change the news biz http://t.co/1Drjkrl2pF -> The B.C. [read post]
16 Jul 2012, 7:08 pm
CNN reports that already, attorneys general in Massachusetts, Florida, New York, and Connecticut are investigating the LIBOR rate-setting scandal. [read post]
16 Mar 2009, 5:23 am
" *** In 2006 alone, more than $12 billion in life insurance policies (measured by face value) were sold to purchasers in the secondary market such as Goldman Sachs & Co., Credit Suisse, and UBS AG. [read post]
