Search for: "UBS Ag"
Results 81 - 100
of 708
Sorted by Relevance
|
Sort by Date
14 Sep 2012, 12:33 am
The Internal Revenue Service has issued a $104 million whistleblower award to Bradley Birkenfeld, a 47-year-old ex-banker who informed on UBS AG and how, for decades, the bank has allowed rich people to open accounts while they avoid paying taxes. [read post]
8 Oct 2010, 2:59 pm
Two Detroit retirement system pension plans are suing UBS AG for allegedly defrauding them into investing and losing $40 million in a complex structured product called a Collateralized Loan Obligation or CLO. [read post]
6 May 2012, 11:02 pm
For 2006 and 2007, the highest balance of assets he owned and controlled offshore at UBS AG was $1.41 million, the statement said. [read post]
6 Aug 2013, 8:38 am
Brokerage firms are required to make recommendations that are appropriate for their clients in light of their clients’ particular age, income, net worth, investment experience, and investment objectives. [read post]
27 Apr 2010, 8:49 am
UBS AG will pay $217 million to settle an accounting fraud lawsuit filed by HealthSouth Corp. bondholders and shareholders. [read post]
16 Apr 2010, 5:42 pm
The Swiss bank accounts held at UBS AG. [read post]
7 Jun 2012, 10:59 am
District Court for the District of Connecticut has decided not to grant summary judgment to UBS AG (UBS) and UBS Securities LLC in Mary Barker’s lawsuit claiming that her firing violated the whistleblower provision of the Sarbanes-Oxley Act. [read post]
2 Sep 2008, 3:03 pm
Whistleblower and former UBS Financial Services Senior Vice President Timothy Flynn has been asked to show that the UBS AG subsidiary falls under the federal whistleblower statute. [read post]
24 Jul 2008, 12:09 pm
This just in: as anticipated, New York Attorney General Andrew Cuomo said at a press conference just a few minutes ago that he has sued two UBS AG units for allegedly misrepresenting to clients the risks of auction-rate securities before the $330 billion auction-rate seized up earlier this year. [read post]
13 Feb 2009, 7:19 am
UBS AG, Justia Docket [read post]
29 Jun 2009, 6:50 am
Wall Street Journal reports that " Former UBS AG (UBS) banker Bradley Birkenfeld appears to be headed to jail. [read post]
31 Jul 2015, 5:34 pm
The Internal Revenue Service was suing UBS AG to get the identities of Americans with secret accounts. [read post]
20 Mar 2011, 12:44 pm
The EU relates to UBS WMA only and does not include the parent company UBS AG or other UBS group entities. [read post]
27 Aug 2010, 9:41 am
We knew it was coming, but Bloomberg reports today that Switzerland's Federal Tax Administration has said that it expects to deliver account data on almost 4,450 U.S. clients of UBS AG to the IRS in exchange for the IRS' withdrawal of a "John Doe" summons served on UBS and accompanying lawsuit. [read post]
17 Aug 2012, 11:04 am
In 2004, Quintero formed two corporations, each with an offshore bank account opened at UBS AG of Switzerland. [read post]
20 Jul 2021, 6:17 am
UBS hit with $8 Million for Unsuitable Sales of VXX Fund According to the US Securities and Exchange Commission on July 19, the regulator has charged the brokerage arm of UBS Group AG (UBSG.S) with regulatory failures in connection with the sales of a volatility-linked, exchange-traded product, called the iPath S&P 500 VIX Short-Term Futures ETN. [read post]
13 Sep 2012, 7:26 pm
In the largest individual federal payout in our nation’s history, the Internal Revenue Service has awarded ex-UBS AG (UBSN) Bradley Birkenfeld $104 million for acting as a whistleblower and exposing wide scale tax evasion involving the Swiss Bank. [read post]
27 Jan 2022, 2:20 pm
Nino, aged 56, has one disclosure on his record. [read post]
23 Jun 2009, 2:33 pm
This morning we blogged an NYT story that reported that the Department of Justice was close to dropping its suit against UBS AG, requesting that the bank turn over the names of some 52,000 individuals who are suspected of tax fraud. [read post]
19 Sep 2018, 1:14 pm
UBS Investors Denied Cert. [read post]
