Search for: "UBS Asset Management (US) Inc." Results 81 - 100 of 102
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26 Feb 2012, 5:12 am by Mandelman
Skadden, Arps et al Sidley Auston LLP Time Warner US Department of State Debevoise & Plimpton National Amusements Inc. [read post]
26 Feb 2012, 4:48 am by Mandelman
Skadden, Arps et al Sidley Auston LLP Time Warner US Department of State Debevoise & Plimpton National Amusements Inc. [read post]
26 Feb 2012, 4:27 am by Mandelman
Skadden, Arps et al Sidley Auston LLP Time Warner US Department of State Debevoise & Plimpton National Amusements Inc. [read post]
20 Jan 2012, 6:34 am by admin
 European and US enforcement agencies have remained active and have opened probes into credit default swaps as well as other alleged cartel and abusive behaviors banks and financial institutions. [read post]
21 Jun 2011, 6:32 am by admin
  Last week, two surveys of purchasing managers showed a slowing of manufacturing activity. [read post]
12 Jan 2011, 7:48 am
In the asset-management industry, foreign investors can own 49% of a joint venture, giving them a bigger slice of the profits. [read post]
11 Jan 2011, 8:36 am by admin
’s Bank of America Merrill Lynch, Citigroup Inc., Goldman Sachs Group Inc., J.P. [read post]
22 Nov 2010, 9:01 am by Phillips & Cohen
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges… [read post]
6 Apr 2010, 1:58 am by Kevin LaCroix
However unlike many of the dismissals (for example, the dismissal of the UBS auction rate securities lawsuit), the dismissal did not depend alone on the Merrill Lynch’s entry into a regulatory settlement. [read post]
4 Nov 2009, 7:59 am
Jack Miller - General Motors Asset Management Many partnerships are too small to have their own marketing staff and rely on third party PA’s to introduce them to investors. [read post]
18 Jul 2009, 7:31 am
In addition, Chairman Schapiro created new senior level positions within the examination program for individuals with expertise in areas such as derivatives, valuation, securities trading, risk management and forensic accounting. [read post]
5 Apr 2009, 1:26 pm
With the stock market in freefall, the Treasury Department proposed a $700 billion “Troubled Asset Relief Program” (”TARP”) to buy toxic assets from the nation’s banks in order to shore up their balance sheets and restore confidence to the financial system. [read post]
12 Jan 2009, 1:40 am
  According to an earlier Financial Times article (here), UBS at least sought to exculpate itself from any responsibility for clients’ assets through the subscription documents it used. [read post]
5 Aug 2008, 3:36 pm
Individual investors saw their assets frozen, and most are unable to access their accounts. [read post]
7 May 2008, 3:18 pm
According to a report on Bloomberg.com, UBS said that its clients withdrew 12.2 billion dollars in assets more than they deposited in UBS's wealth management and asset management divisions during the most recent quarter. [read post]
19 Mar 2008, 10:03 am
"From his home in Raleigh, North Carolina, Jaynes used several computers, routers and servers to send over 10,000 e-mails within a 24-hour period to subscribers of America Online, Inc. [read post]