Search for: "US Securities and Exchange Commission v. Brown"
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23 Jul 2021, 6:06 am
Securities and Exchange Commission, on Wednesday, July 21, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, SEC, SEC rulemaking, Securities regulation, Stakeholders, Sustainability Global Climate and Sustainability Reporting Continues to Grow Posted by David M. [read post]
5 Oct 2018, 5:52 am
Securities and Exchange Commission, on Saturday, September 29, 2018 Tags: Capital markets, Cryptocurrency, Derivatives, Disclosure, Engagement, Exchange-traded funds, Human capital, Investment advisers, Oversight, Retail investors, SEC, US House The SEC and Foreign Private Issuers: A Path to Optimal Public Enforcement Posted by Yuliya Guseva (Rutgers), on Sunday, September 30, 2018 … [read post]
31 Mar 2020, 4:31 am
On 28 January 2019, in an attempt to cut foreign investment to Maduro’s government, the US imposed sanctions on state-owned oil group PDVSA restricting US corporations and individuals from engaging in transactions with the company and trading its securities. [read post]
30 Dec 2011, 1:23 pm
No company with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l), or that is required to file reports under section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(d)), including any subsidiary or affiliate whose financial information is included in the consolidated financial statements of such company, . . . or any officer, employee, contractor, subcontractor, or agent of such company, .… [read post]
11 Oct 2019, 3:00 am
The 2010 SpeechNow v. [read post]
11 Apr 2011, 11:51 am
§] 1341 [mail fraud], 1343 [wire fraud], 1344 [bank fraud], or 1348 [securities fraud], any rule or regulation of the [Securities and Exchange Commission], or any provision of Federal law relating to fraud against shareholders. [read post]
11 Apr 2011, 7:51 am
§] 1341 [mail fraud], 1343 [wire fraud], 1344 [bank fraud], or 1348 [securities fraud], any rule or regulation of the [Securities and Exchange Commission], or any provision of Federal law relating to fraud against shareholders. [read post]
1 May 2020, 2:11 am
Parallel debt structures are also sometimes used in secured syndicated facilities. [read post]
5 Jan 2022, 9:29 am
Until then, two different federal departments-and, briefly, an existing independent commission-imperfectly set aviation policy. [read post]
14 Mar 2017, 4:27 am
” In an op-ed in The Hill, Carolyn Shapiro argues that Democratic senators should try to” get behind the smokescreen” created by “the rhetoric of neutrality” by, for example, using Brown v. [read post]
18 Apr 2018, 1:33 pm
Securities and Exchange Commission, which will be argued next week. [read post]
18 Nov 2007, 3:36 am
The recent House of Lords decision in R v. [read post]
2 Jul 2018, 11:38 am
Also that year, in Brown v. [read post]
13 Jul 2011, 3:16 pm
Co. v. [read post]
17 Jun 2009, 7:00 am
The first type is prominent fraud cases, using the SEC v. [read post]
11 Aug 2011, 11:48 am
The SEC must adopt rules directing the national securities exchanges to prohibit the listing of any class of equity security of a company not in compliance with these mandates. [read post]
27 May 2011, 8:14 am
Additionally, a reasonable belief about a violation of “any rule or regulation of the Securities and Exchange Commission” could encompass a situation in which the violation, if committed, is completely devoid of any type of fraud. [read post]
18 Oct 2018, 9:30 pm
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
6 Jan 2020, 9:01 pm
As former Justice Benjamin Curtis, who dissented in Dred Scott v. [read post]
9 May 2022, 1:35 am
The defamation lawsuit between former US president Donald Trump and writer E Jean Carroll over a rape allegation is set to resume the process of exchanging evidence, CNBC reports. [read post]
