Search for: "United States Commodity Futures Trading Commission"
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8 Sep 2022, 9:01 pm
”[3] He further stated, “Congress’ purpose in enacting the securities laws was to regulate investments, in whatever form they are made and by whatever name they are called. [read post]
31 Aug 2022, 9:01 pm
Commodity Futures Trading Commission announced an investigation in relation to whether Glencore (or its subsidiaries) possibly violated various provisions of the Commodity Exchange Act or regulations, through corrupt practices in connection with commodities. [read post]
26 Aug 2022, 10:56 am
The effect would be similar, but with a stronger emphasis on classifying Ethereum as a commodity — putting it under the purview of the less heavy-handed Commodities Futures Trading Commission (CFTC). [read post]
24 Aug 2022, 9:01 pm
It is still unclear whether the investigation will result in an enforcement action.[15] Other Financial Regulatory Agencies Beyond the SEC, other financial regulatory agencies have clearly signaled to the market that they intend to step up ESG regulation and enforcement: Approximately two weeks after the SEC announced its creation of the Climate and ESG Task force, the Commodity Futures Trading Commission (“CFTC”) established its own Climate Risk… [read post]
10 Aug 2022, 7:07 pm
Marxist Leninist and some developing states tend to see the discussion through a development, anti-colonialist, and collectivist lens which puts the state at the center of an ordered regulatory universe. [read post]
4 Aug 2022, 9:04 pm
The bill would provide the Commodity Futures Trading Commission (CFTC) with the exclusive authority to regulate trading of digital commodities by amending the definition of “commodity” in the Commodity Exchange Act to include “digital commodities” and requiring companies that offer digital commodity platforms to register with the CFTC. [read post]
3 Aug 2022, 12:16 pm
However, the most important piece of this bill is that it would place the responsibility for regulating crypto assets with the Commodity Futures Trading Commission (“CFTC”) rather than with the SEC. [read post]
2 Aug 2022, 11:04 am
Caroline Pham, a Republican member of the Commodity Futures Trading Commission, characterized the SEC’s action as a “striking example of regulation by enforcement. [read post]
22 Jul 2022, 7:57 am
” In an unusual move, Commissioner Caroline Pham of the Commodity Futures Trading Commission (CFTC) released a public statement criticizing the charges. [read post]
21 Jul 2022, 7:02 am
With the Commodity Futures Trading Commission (“CFTC”) recognizing certain digital assets as commodities, proper registration with the CFTC is required (or an appropriate exemption from registration must be utilized) if managers plan to trade cryptocurrency futures on registered exchanges. [read post]
21 Jul 2022, 6:18 am
The SEC defines a related action as one that’s a judicial or administrative action brought by: the Attorney General of the United States an appropriate regulatory authority a self-regulatory organization, such as the Commodities Futures Trading Commission (CFTC) a state attorney general in a criminal case, based on the original information provided by the whistleblower that ultimately leads to monetary sanctions by the SEC over $1… [read post]
21 Jul 2022, 3:02 am
With the Commodity Futures Trading Commission (“CFTC”) recognizing certain digital assets as commodities, proper registration with the CFTC is required (or an appropriate exemption from registration must be utilized) if managers plan to trade cryptocurrency futures on registered exchanges. [read post]
18 Jul 2022, 11:30 pm
The stupendous rise of this market and vast sums of dollars being paid for NFTs has raised alarm bells at the Securities and Exchange Commission (SEC), the Commodities Futures Trading Commission (CFTC), the Treasury Department, and Congress. [read post]
26 Jun 2022, 9:05 pm
” A later provision in Title IV similarly states, “Notwithstanding any other provision of law, the Commodity Futures Trading Commission shall have exclusive jurisdiction over the regulation and all other activities of a registered digital asset exchange. [read post]
22 Jun 2022, 9:01 pm
For foreign investors, the RFIA would clarify that income derived from trading in digital assets (including through a broker) would generally not be treated as taxable within the United States, mirroring the current rules for trading in securities and commodities. [read post]
16 Jun 2022, 9:05 pm
Instead, we write to express our unanimous view the SEC has clear statutory authority to mandate additional climate-related disclosures for publicly traded companies. [read post]
10 Jun 2022, 7:22 am
And, as expected, the legislation would grant new powers and a commanding presence to the Commodity Futures Trading Commission. . . . [read post]
8 Jun 2022, 6:17 am
“It is critical that the United States play a leading role in developing policy to regulate new financial products, while also encouraging innovation and protecting consumers. [read post]
6 Jun 2022, 4:27 pm
” Commodity Futures Trading Commission (CFTC) On May 19, the CFTC charged several individuals for fraudulently soliciting at least $44 million for participation interests in a so-called “income fund” investing in digital assets and other instruments. [read post]
27 May 2022, 7:37 am
The department has agreed to credit up to one-half of the criminal fine and forfeiture against penalties Glencore Ltd. pays to the Commodity Futures Trading Commission (CFTC) in a related, parallel civil proceeding. [read post]
