Search for: "United States Securities and Exchange Commission v. Williams"
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10 May 2009, 5:53 pm
Issue: Whether the Sarbanes-Oxley Act is consistent with separation-of-powers principles - as the Public Company Accounting Oversight Board is overseen by the Securities and Exchange Commission, which is in turn overseen by the President - or contrary to the Appointments Clause of the Constitution, as the PCAOB members are appointed by the SEC. [read post]
8 Jul 2012, 4:18 pm
Schapiro did state that the SEC anticipates having a vote on a draft rule later this summer: “The Securities and Exchange Commission will miss its first rulemaking deadline to lift the general solicitation ban as mandated by the Jumpstart Our Business Startups Act, but a draft rule will come to a commission vote this summer. [read post]
7 Mar 2017, 4:09 am
United States, the court ruled 7-0 (without the participation of Justice Elena Kagan) that the advisory federal sentencing guidelines are not subject to vagueness challenges under the due process clause. [read post]
3 Aug 2018, 4:24 am
Securities and Exchange Commission, in which the court held that SEC administrative law judges are “officers of the United States” who have to be appointed by the president, a court or a department head, which Williams calls “a step in the process of unraveling the administrative state. [read post]
8 May 2023, 12:22 am
In December 2022, the Commission wrote to all EU member states seeking to clarify the extent to which such software is in use by Governments across the bloc. [read post]
10 Jul 2018, 5:17 pm
Developments in the past year involving cryptocurrencies have led the Securities and Exchange Commission (“SEC”) to increasingly monitor and regulate ICOs and digital currency trading. [read post]
24 Feb 2020, 4:05 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws, along with “some of the ways the Court could decide it[] and some of its potential consequences. [read post]
24 Aug 2012, 12:30 am
Top stories today via @thefalken # State Privacy Laws Evolve While Congress Remains Stalemated http://t.co/J2ON9JZA # SBCSC computer glitch may have caused security breach http://t.co/suEWfcQI # Facebook caused wife to stab her husband – U.S. v. [read post]
6 Jan 2020, 9:01 pm
(The impeachment of Andrew Johnson and William J. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
31 Mar 2021, 3:02 am
See United States v. [read post]
29 Sep 2010, 11:00 pm
Opinion: “Gary Flood v Times Newspapers” – William Bennett, Inforrm’s Blog: We posted on this case, relating to media freedom of expression, here. [read post]
17 Dec 2018, 8:18 am
The Securities and Exchange Commission (SEC) is concerned that the offering and sale of virtual currency (or “tokens”) is a sale of a security under the Securities Act of 1933, and that such offerings should comply with offering regulations, including providing appropriate disclosure to investors in order to prevent fraud. [read post]
3 Nov 2017, 9:24 am
United States” November 30: “James Wilson and the American Founding,” by William Ewald of the University of Pennsylvania December 6: “Answering the Call: Leaving the Bench to Serve the President – James F. [read post]
3 Jun 2021, 9:03 pm
Securities and Exchange Commission, the CFTC, and the Internal Revenue Service have implemented whistleblower incentive programs, regulators in other areas, such as wildlife crime, should also provide greater incentives for individuals to come forward. [read post]
27 Jun 2017, 12:59 pm
Another case likely to reach the court next term concerns the constitutionality of the Securities and Exchange Commission’s administrative law judges. [read post]
3 Feb 2020, 12:42 pm
Thursday, February 6, 2020, at 8:00 a.m.: The Center for Strategic and International Studies will host a half-day China Initiative Conference, featuring remarks by John Demers, Assistant Attorney General for National Security; Christopher Wray, FBI Director; and William Barr, U.S. [read post]
7 May 2018, 5:00 am
” Enter the United Kingdom. [read post]
22 Dec 2008, 10:30 pm
Issue: Whether under United States v. [read post]
30 Jun 2020, 3:00 am
By William W. [read post]
