Search for: "United States v. National Exchange Bank" Results 81 - 100 of 655
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29 Jul 2017, 5:32 pm by Wolfgang Demino
  SHARON EUL et al., on behalf of themselves and a class, Plaintiffs,v.TRANSWORLD SYSTEMS et al., Defendants.No. 15 C 7755.United States District Court, N.D. [read post]
5 Dec 2024, 4:57 am by William S. Dodge
Arguing for the United States, Joshi agreed that Sabbatino was the paradigm of “exchanged for. [read post]
21 Mar 2011, 3:58 am by Kevin LaCroix
"   Judge Ware said that the plaintiffs’ "listed on" argument was "misplaced," noting that in the Morrison case itself, National Australia Bank had ADRs listed on the NYSE, but the plaintiffs in Morrison were unable to state a Section 10(b) claim because "that Section of the Exchange Act focuses only on securities transactions that take place in the United States. [read post]
4 Mar 2024, 5:56 pm
Pix credit here In a 53 page opinion, the United States District Court for Northern Alabama has ruled, in National Small Business Association v. [read post]
14 Jan 2015, 4:46 am by Amy Howe
United States, it upheld the conviction of a fleeing bank robber who broke into an elderly woman’s home and instructed her to go with him to her computer room – four to nine feet away – so that police would not see him. [read post]
28 Jul 2010, 12:46 am by Kevin LaCroix
National Australia Bank precludes so-called "f-cubed" claims (claims brought by foreign plaintiffs who bought foreign stock on a foreign exchange). [read post]
30 Mar 2010, 10:34 am by Kurt J. Schafers
In July 2007 the Financial Industry Regulatory Authority (FINRA) was created through the consolidation of the National Association of Securities Dealers (NASD) and the member regulation, enforcement and arbitration functions of the New York Stock Exchange (NYSE). [read post]
28 Nov 2017, 7:32 am by Mary Jane Wilmoth
Thousands of Whistleblowers At-Risk of Losing Protection WASHINGTON, DC – DISTRICT OF COLUMBIA, UNITED STATES, November 28, 2017 — The United States Supreme Court will hear oral argument today in a major precedent setting whistleblower case, Digital Realty Trust v. [read post]
11 Apr 2012, 4:15 pm by Ted Allen
National Australia Bank (2010) ruling that significantly limited the ability of investors to sue foreign companies in American courts. [read post]
22 Feb 2012, 3:06 am by Louis M. Solomon
National Australia Bank (No. 08-1191), the Court held that Section 10(b) of the Securities Exchange Act of 1934 did not provide a private cause of action in “foreign-cubed” cases—cases where foreign plaintiffs sue foreign defendants for misconduct in connection with securities traded on foreign exchanges (hence “foreign cubed”). [read post]
14 Nov 2019, 6:30 am by Guest Blogger
Nor, Schwartz insists, should we read Marshall’s opinion on the second bank of the United States as embracing a theory of “aggressive nationalism” and the unlimited expansion of implied congressional power. [read post]
5 Jun 2012, 12:03 pm by rhall@initiativelegal.com
But we believe that United States Supreme Court has spoken on the issue, and we are required to follow its binding authority. [read post]
National Australia Bank, the Supreme Court articulated what seemed to be a bright-line test for determining the extent to which the U.S. securities laws apply to transactions with international elements. [read post]