Search for: "William R. Dodds"
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13 Sep 2012, 7:26 pm
LLP founder and securities attorney William Shepherd. [read post]
27 Jul 2012, 9:05 am
Most agree that the ‘securities police were not doing their job during the Madoff debacle and other widespread fraud,” said Securities Lawyer William Shepherd. [read post]
21 Jun 2012, 2:01 pm
“An intense battle is being fought in Congress over Dodd-Frank efforts to ‘re-regulate’ the securities industry after the debacle caused by the ‘deregulation’ of that industry over the previous decade,” said Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Attorney William Shepherd. [read post]
18 Jun 2012, 1:48 pm
He also claims that Gensler has neglected to make rulemaking a priority as it relates to implementing key aspects of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
8 Jun 2012, 7:47 am
HR 4624 is sponsored by Committee Chairman Spencer Bachus (R-AL) and co-sponsored by Rep. [read post]
7 Jun 2012, 8:21 am
In addition to Chairman Bair, other SRC members will include former CFTC Chair Brooksley Born, former SEC Chair William Donaldson, former SEC Commissioner Harvey Goldschmid, and former US Senators Bill Bradley (D-NJ), Chuck Hagel (R-NE) and Alan Simpson (R-WY). [read post]
31 May 2012, 11:46 am
The two regulators have partially attributed this to the Dodd-Frank Wall Street Reform and Consumer Protection Act, which doesn’t authorize self-funding despite the fact that SEC Chairman Mary Schapiro, past SEC chairmen, certain senators, and securities lawyers had pressed for it. [read post]
20 May 2012, 7:47 pm
According to community bank chairman William Grant, the burden of compliance with many tons of new regulations is crushing community banks. [read post]
18 May 2012, 5:00 am
Signed Laws & Rules Around the Corner by William Carleton One way to remind ourselves how much is at stake in JOBS Act rulemaking – even though the JOBS Act itself has already passed – is to remember what happened to the net worth standard under the accredited investor definition of Regulation D, following the passage of Dodd-Frank. [read post]
6 May 2012, 7:40 pm
AEA, whose former MBL director William Liddle is headed to jail as a result of the fraud, reported net income of $840,000 for the first quarter of 2012, but is still operating with negative $12 million of its own net worth. [read post]
26 Apr 2012, 3:25 pm
In it, the Office of the Inspector General blamed the SEC for not conducting cost-benefit analysis when writing Dodd-Frank mandated rules. [read post]
16 Apr 2012, 12:57 pm
’” Prior to Dodd-Frank, the SEC was not clearly authorized to suspend or bar someone from the entire industry. [read post]
14 Apr 2012, 5:53 pm
For hundreds of years laws and legal decisions have fully defined the term,” said stockbroker fraud lawyer William Shepherd. [read post]
2 Apr 2012, 12:31 am
Speaker: William F Patry (Chief Copyright Counsel, Google Inc.) [read post]
28 Mar 2012, 5:39 am
William Carleton has done a great job of covering the crowdfunding aspect of the law. [read post]
26 Mar 2012, 6:52 am
Speaker: William F Patry (Chief Copyright Counsel, Google Inc.) [read post]
15 Mar 2012, 8:02 am
Contents include:Special Issue: Protected Areas, Climate Change, and International Wildlife NGO StrategiesAndrew Dodd, Gwyn Williams, Richard Bradbury, Alice Hardiman, Aidan Lonergan, & Olly Watts, Protected Areas and Wildlife in Changing Landscapes: The Law and Policy Context for NGO Responses to Climate Change in the UKElizabeth M. [read post]
13 Mar 2012, 2:00 am
Yesterday, Commissioner William R. [read post]
12 Mar 2012, 7:44 pm
"The issue is not just incentive compensation, which has been addressed in Dodd-Frank, but rather base or salary levels. [read post]
12 Mar 2012, 8:13 am
Taft & William J. [read post]
