Search for: "William Shepherd"
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4 Oct 2011, 2:09 am
Judge Shepherd is set to become Chief Judge in 2013 for two years. [read post]
28 Nov 2009, 4:11 pm
As Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Lawyer William Shepherd points out, “Most securities firms have agreed to repurchase Auction Rate Securities from smaller investors, but our firm is representing many large investors who remain in ‘ARS limbo. [read post]
7 Aug 2009, 1:54 pm
Shepherd Smith Edwards and Kantas, LLP founder and securities fraud attorney William Shepherd notes, "Our law firm is handling a number of substantial ARS claims for large investors with funds that have been frozen for more than a year. [read post]
14 Oct 2008, 4:15 pm
Its founder, Securities Fraud Attorney William Shepherd says the firm is in talks with dozens of other investors who purchased Schwab YieldPlus shares. [read post]
10 Nov 2010, 9:15 pm
Shepherd Smith Edwards and Kantas LLP Founder and Securities Fraud Lawyer William Shepherd had this to say about the ruling: “If this Court’s decision survives appeal, it could be helpful to victims of securities fraud. [read post]
12 Jul 2009, 10:44 pm
Stockbroker fraud attorney and firm founder William Shepherd says "Our law firm handles claims of all types for investors nationwide who lost in accounts at Ameriprise and other financial firms. [read post]
15 Oct 2008, 9:35 pm
In regards to Goldman's state bank charter application, Stockbroker Fraud Attorney William Shepherd, who is the founder of securities fraud law firm Shepherd Smith Edwards and Kantas, LLP had this to say: "Isn't it interesting that Goldman Sachs decided to become a bank after the bailout plan was passed, butâ€â [read post]
9 Dec 2009, 3:19 pm
“There are many cases pending against UBS and other firms that sold Lehman notes shortly before Lehman failed,” said stockbroker fraud attorney William Shepherd, whose firm, securities fraud firm Shepherd Smith Edwards and Kantas, LLP, is handling a number of such cases. [read post]
8 Feb 2010, 2:38 pm
Stockbroker fraud attorney William Shepherd says that his securities fraud law firm Shepherd Smith Edwards and Kantas, LLP is committed to helping investors recover their financial losses related to Regions Financial Corp mutual funds. [read post]
15 Apr 2010, 6:10 pm
According to Shepherd Smith Edwards and Kantas founder and stockbroker fraud attorney William Shepherd, “This bill does exactly the opposite of what its critics are saying it does. [read post]
11 Dec 2009, 2:07 pm
Other firms: • Merrill Lynch representatives: $655,250 average gross production; $97.1 million under management • Morgan Stanley Smith Barney brokers: $84.9 million under management ; $619,961 in production • Wells Fargo representatives: $80.2 million in client assets; $542,350 in production • Edward Jones representatives: $364,258 in average production; $58.6 million in assets under management Yet, as Shepherd Smith Edwards & Kantas, LLP founder and stockbroker… [read post]
16 Mar 2009, 11:06 pm
Shepherd Smith Edwards and Kantas LLP Founder and Stockbroker Fraud Lawyer William Shepherd, however, had this to say: "When markets fell 20% or so by early September, brokers and financial advisors should have been listening to their clients carefully to learn the true nature of their risk-tolerances. [read post]
3 May 2010, 8:56 pm
., with a $27,418,520 average AUM/rep “The average commission on money under management is about one percent (except for bond accounts which is lower), which means that brokers in the $50 million under management should generate about $500,000 in gross commissions per year (they receive 30% to 60% of this), says Shepherd Smith Edwards and Kantas Founder and Securities Fraud Lawyer William Shepherd. [read post]
28 Dec 2009, 8:28 am
“We are exploring additional avenues of recovery of funds for our clients, in addition to those that are made available through the efforts of regulators,” says Texas securities fraud attorney William Shepherd. [read post]
27 Nov 2012, 8:16 pm
Commenting on Schapiro’s departure, Shepherd Smith Edwards Kantas founder and stockbroker fraud lawyer William Shepherd said: “Any credit given Ms. [read post]
28 Apr 2014, 3:00 pm
(see NACDL amicus brief of William Shepherd here - Download NACDLYATESAMICUS). [read post]
19 Feb 2009, 2:16 pm
"Many people automatically thought Stanford CD's were insured," says Shepherd Smith Edwards & Kantas, LLP Founder and Stockbroker Fraud Attorney William Shepherd. [read post]
25 Feb 2019, 8:28 am
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) is dedicating to helping investors throughout the US recoup their losses. [read post]
17 May 2019, 8:42 am
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today so that we can help you explore your legal options. [read post]
2 Jul 2019, 1:09 pm
Secretary of the Commonwealth of Massachusetts William Galvin has imposed a $1.1M fine on LPL Financial (LPLA) after finding that the brokerage firm did not properly register 651 of its advisors in the state. [read post]
