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26 Jul 2021, 4:47 am by Peter J. Sluka
The case is ALP, Inc. et ano. v Moskowitz, et al., Index No. 652326/2019 [Sup Ct NY County, June 14, 2021]. [read post]
22 Jun 2021, 9:15 am by Astarita
The Securities and Exchange Commission today announced settled charges against Loci Inc. and its CEO John Wise for making materially false and misleading statements in connection with an unregistered offer and sale of digital asset securities. [read post]
26 Jan 2021, 7:25 am by Phyllis H. Marcus and Sam J. Thomas
With the change in power in DC, retailers would be wise to ensure their compliance with all laws and regulations, whether or not there has been the threat of enforcement in the past. [read post]
3 Sep 2020, 8:21 am by Silver Law Group
  Wells Fargo Clearing Services, LLC   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Scott McVicker   Market Wise Securities, inc. [read post]