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20 Sep 2011, 2:02 pm
The Financial Industry Regulatory Authority (FINRA) recently announced it has fined Pointe Capital, Inc. [read post]
2 Jan 2011, 3:05 pm
The “New York Construction Industry Fair Play Act” has gone into effect on 10/26/10. [read post]
24 Jan 2011, 11:30 am
In Sasqua Group, Inc. v. [read post]
7 Sep 2012, 7:59 am
Yves Sain Laurent Am., Inc. [read post]
28 May 2008, 1:25 pm
The organization, Stanford Group Co., cited moves by the state legislatures in New York and Connecticut to ensure consumers' privacy online; the Federal Trade Commission's call for industry self-regulation; and complaints by lawmakers as signs that the advertising model may face some controls.Read the article: Reuters [read post]
2 Oct 2008, 7:25 pm
MLB Industries Inc. [read post]
1 Apr 2007, 1:34 pm
Metlife, Inc. [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
17 Jun 2016, 5:30 am
How are things going as far as the workers compensation industry in the Empire State? [read post]
9 Mar 2018, 6:09 am
New York Investment Adviser Convicted Of Defrauding Investors (DOJ Press Release) https://www.justice.gov/usao-mdpa/pr/new-york-investment-adviser-convicted-defrauding-investorsBetween January 2015 and January 2017, Louis F. [read post]
22 Apr 2019, 2:00 am
New York Health Care, Inc., the Court of Appeals consolidated the two appellate division cases to determine if those rulings erroneously disregarded the DOL’s interpretation of the wage order. [read post]
24 Oct 2022, 12:15 am
It was formed in 2007 by the combination of the National Association of Securities Dealers, Inc. and the regulatory arm of the New York Stock Exchange, Inc. [read post]
7 Jan 2012, 2:10 pm
©2012 Amaxx Risk Solutions, Inc. [read post]
12 May 2022, 6:40 am
NEW YORK COURT DECERTIFIES DRIVERS’ CLASS ACTION AGAINST NEW YORK LOGISTICS PROVIDER. [read post]
21 May 2021, 8:45 am
Antaki has been registered with Network 1 Financial Securities Inc. in Syosset, New York. [read post]
22 Apr 2016, 3:21 pm
This recent New York decision bolsters this message and sets an important precedent for the insurance industry. [read post]
13 Apr 2021, 11:06 am
Packman was a broker at Axiom Capital Management, Inc. in Westbury, New York, from May 2015 to March 2018. [read post]
5 Sep 2013, 6:00 am
Consequently, Ergun was barred from the industry. [read post]
16 Oct 2012, 3:35 pm
ADF Group Inc. is one of the few players in the industry capable of handling highly technically complex mega projects on fast-track schedules in the commercial, institutional, industrial and public sectors. [read post]
15 May 2018, 11:45 am
(CRD #7059, New York, New York) was censured, fined $450,000, and required to revise its WSPs. [read post]
