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14 Mar 2016, 9:55 am by Alexei Sobolev
The European Commission has adopted a Delegated Regulation supplementing the Market Abuse Regulation (“MAR“) with regard to regulatory technical standards for the technical arrangements for the objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflict of interest (under Article 20). [read post]
17 Oct 2022, 10:49 am by Lilly McKenna
[2] See, e.g., Executive Order N-79-20 (requiring all new light-duty vehicle sales to be zero-emission vehicles by 2035 and all new medium-and heavy-duty vehicle sales to be zero-emission vehicles by 2045); AB 841; D.20-09-025 (clarifying that electric vehicle service providers are not public utilities); D.20-12-027 (concerning the low carbon fuel standard holdback revenue utilization); D.20-12-029 (implementing SB 676 and vehicle-grid integration strategies);… [read post]
17 Oct 2022, 10:49 am by Lilly McKenna
Code § 740.19. [2] See, e.g., Executive Order N-79-20 (requiring all new light-duty vehicle sales to be zero-emission vehicles by 2035 and all new medium-and heavy-duty vehicle sales to be zero-emission vehicles by 2045); AB 841; D.20-09-025 (clarifying that electric vehicle service providers are not public utilities); D.20-12-027 (concerning the low carbon fuel standard holdback revenue utilization); D.20-12-029 (implementing SB 676 and vehicle-grid… [read post]
21 Mar 2012, 12:11 pm
Participation should take about 20-30 minutes and will be conducted in the strictest of confidence. [read post]
4 Jun 2010, 10:21 pm
The affinity fraud scam bilked at least 20 investors of over $800,000 between 2004 and 2009. [read post]
On 3 August 2020, the FCA published Consultation Paper 20/14: Updating the Dual regulated firms Remuneration Code to reflect CRD V (CP20/14). [read post]
9 Sep 2013, 10:20 am by D. Daxton White
The White Law Group is investigating the liability that brokerage firms may have for improperly selling municipal bond unit investment trust investments. [read post]
7 Apr 2021, 9:12 am by Rob Robinson
Blue Sage typically invests $20 million to $40 million in control buyout investments and recapitalizations of companies with $20 million to $125 million of revenue. [read post]
26 May 2017, 6:59 am by Renae Lloyd
The SEC further alleges that the Griffins misrepresented to investors that Payson would contribute 20 percent of the offering amount, or $5.4 million, and that its contribution would cover 20 percent of the cost of the wells; that Payson’s consideration as sponsor, operator and co-investor would be capped at 20 percent of any petroleum revenue from the wells; and that it would cover any cost overages beyond the estimated cost of $24 million. [read post]
7 Dec 2007, 4:18 am
Invest more of your money in the best expenses. [read post]
26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The Terra Luna Crash Posted by Jiageng Liu… [read post]
8 Nov 2023, 2:00 pm by Silver Law Group
The disputes filed on 1/20/2023 and 9/13/2022 are currently pending, with collective requested damages of $1,000,000.00. [read post]
26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The Terra Luna Crash Posted by Jiageng Liu… [read post]
6 Feb 2021, 1:25 pm by Rob Robinson
Legal Tech Merger and Acquisition Activity and Implications* (20:53 Vimeo Video) Legal Tech Merger and Acquisition Activity and Implications* – Presentation (PDF) Knox_SolidWinter2021_FollowtheMoney About Mike Bryant Mike Bryant is an operating partner and advisor at Knox Capital, invested in HaystackID. [read post]
29 Sep 2017, 8:10 am by Jon Brodkin
Enlarge / FCC Chairman Ajit Pai listens during a Senate Appropriations Subcommittee hearing in Washington, DC on June 20, 2017. [read post]
20 Jul 2012, 5:00 am by Gene Takagi
Find out in Bridgespan’s latest guide. http://ow.ly/bOpek Independent Sector: What will be the impact of ‘impact investing’? [read post]
21 Oct 2011, 5:16 am by Gene Takagi
owl.li/73HRy RootCause: Five investments your organization can skip via @SSIReview: bit.ly/pxMUIh Philanthropy: New Study Says Charities Could Lose Up to $3.2-Billion From Obama Tax Change ow.ly/73sv7 GTak: One reason why nonprofits need to take care in preparing 990s! [read post]
14 Aug 2021, 8:36 am by Badrinath Srinivasan
Just before the Second Wave of Covid19 in India, we started off a lecture series introducing international investment law. [read post]
15 Aug 2007, 1:47 pm
Filed in Stoneridge Investment v. [read post]