Search for: "Dodd v. State"
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7 Mar 2011, 5:26 pm
The comments were submitted at the SEC’s invitation as the Commission prepares a report mandated by Section 929Y of Dodd-Frank to address whether the rule announced by the Supreme Court in Morrison v. [read post]
2 Mar 2011, 9:01 am
"Pezza v. [read post]
Morrison, Tourre, and the Misguided Interpretation of Rule 10b-5 (The Impact of Dodd-Frank) (Part 7)
25 Feb 2011, 5:00 am
Whatever the court decides in SEC v. [read post]
21 Feb 2011, 6:45 pm
See, e.g., United States v. [read post]
21 Feb 2011, 11:23 am
(Business Roundtable and Chamber of Commerce v. [read post]
21 Feb 2011, 11:20 am
AbortionKF228.R59 H85 2010Roe v. [read post]
21 Feb 2011, 3:00 am
Among other things, this year's two-day program will: Explore the impact of the consumer-related provisions of the Dodd Frank Wall Street Reform Act, including: Title X's creation of the Consumer Financial Protection Bureau Title XIV's impact on mortgage regulation Analyze the Dodd-Frank Act's impact on federal preemption standards and state regulatory perspectives Examine the impact of AT&T v. [read post]
18 Feb 2011, 6:00 am
This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state… [read post]
17 Feb 2011, 2:25 pm
Three new whistleblower retaliation causes of action in the Dodd-Frank Act. [read post]
17 Feb 2011, 8:27 am
All three non-partisan, not-for-profit organizations say that a battle of “David v. [read post]
16 Feb 2011, 10:00 pm
IN THE SENATE OF THE UNITED STATES February 2, 2011 Mr. [read post]
16 Feb 2011, 2:16 pm
(Coeur Alaska, Inc. v. [read post]
15 Feb 2011, 8:32 am
Many of the state securities administrators have the statutory authority to charge fees for examinations they conduct over state registrants. [read post]
5 Feb 2011, 7:14 pm
Its leading case in this area is Landgraf v. [read post]
5 Feb 2011, 9:17 am
Cohen v. [read post]
4 Feb 2011, 9:00 am
10:00 – 10:30 Keynote Speaker Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations 10:30 – 10:50 Networking break 10:50 – 12:00 Panel: The new form ADV 2 part 2 - Most important required elements for the brochure - Addressing the most challenges aspects i.e. confidential information and fees - Handling updates and brochure supplements - Effective delivery 12:00 – 1:00 Panel:… [read post]
3 Feb 2011, 6:59 am
In numerous Mitchell v. [read post]
2 Feb 2011, 2:00 am
See Licht v. [read post]
31 Jan 2011, 5:00 am
As if to confirm these views, the State of Delaware has filed an amicus brief in Business Roundtable v. [read post]
28 Jan 2011, 8:00 am
Dodd-Frank eliminates any authority issue. [read post]
