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31 Oct 2018, 2:20 pm
("TSI") (D.I. 9); Objecting Noteholders ("Noteholders") (D.I. 11); GSS Data Services, Inc. [read post]
30 Oct 2018, 6:17 am
The Appellate Division also reasoned that its decision was consistent with Section 2 of the Federal Arbitration Act (FAA), which permits a court to invalidate an arbitration agreement “upon such grounds as exist at law or in equity for the revocation of any contract. [read post]
26 Oct 2018, 12:44 pm
The Orders allege that AEGON USA Investment Management LLC, Transamerica Asset Management, Inc., Transamerica Capital, Inc., and Transamerica Financial Advisors, Inc., marketed various products and investment strategies that used a “proprietary quant model” while failing to verify whether the models functioned as intended and without disclosing known risks connected with the models. [read post]
26 Oct 2018, 7:31 am
Craft Capital Management LLC David Rodgers Allstate Financial Services, LLC Rodgers Capital Management Michael Sekusky Jimmy Tran J.P. [read post]
24 Oct 2018, 4:33 pm
John Reed Stark Most readers are undoubtedly familiar with the concept of “insider trading” – that is, the purchase or sale by company insiders of their personal holdings in company shares based on material non-public information. [read post]
18 Oct 2018, 7:57 am
“[W]e call upon the Commission to do a retrospective review of the Order Protection Rule and other interrelated aspects of equity market structure: Why do we still have the Order Protection Rule? [read post]
12 Oct 2018, 6:28 am
Larcker (Stanford University), Brian Tayan (Stanford University), and Edward Watts (Stanford University), on Tuesday, October 9, 2018 Tags: Equity offerings, Equity-based compensation, IPOs, Private firms, Stock options, Tech companies Petition to SEC for Rulemaking on Environmental, Social, and Governance (ESG) Disclosure Posted by Cynthia A. [read post]
9 Oct 2018, 5:02 am
Instead, the Law Firm would have to adduce evidence of the reasonable value of the services that it rendered (which would typically be less). [read post]
27 Sep 2018, 5:05 pm
Supreme Court’s 2011 decision in Walmart Stores, Inc. v. [read post]
26 Sep 2018, 9:50 pm
The Multistate Registration and Filing Portal, Inc. [read post]
24 Sep 2018, 8:52 am
Rowe Price Retirement Plan Services, Inc. [read post]
24 Sep 2018, 8:52 am
Rowe Price Retirement Plan Services, Inc. [read post]
21 Sep 2018, 10:36 am
Here, Riddick claims he performed various services that benefitted Wallace. [read post]
19 Sep 2018, 7:16 am
She says that women make most health care decisions and that she markets services and events accordingly. [read post]
18 Sep 2018, 3:37 am
Franco granted summary judgement to the venture capital firm and its independent director in an action seeking to confirm their action to remove Harley Franco as president and CEO of Harley Marine Services, Inc. through a written consent executed by the limited liability company of which the HMS was a subsidiary. [read post]
13 Sep 2018, 4:30 am
“The defendants represented the plaintiffs in a trademark dispute against Equity Management, Inc. [read post]
11 Sep 2018, 1:33 pm
Sierra Brokerage Servs., Inc., 608 F. [read post]
10 Sep 2018, 3:38 pm
Guest author Adonis Hoffman is Chairman of Business in the Public Interest, Inc. and co-founder of H Two Media LLC. [read post]
7 Sep 2018, 6:56 am
Ernst was formerly associated with Foresters Equity Services, Inc. [read post]
6 Sep 2018, 5:40 am
This article was written by Alice Haddon, Candidate Attorney, Norton Rose Fulbright South Africa Inc [read post]
