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7 Jan 2012, 4:48 am
Senior Resource http://www.vidaseniorresource.com/ Vida Inc. [read post]
22 Dec 2011, 11:00 am
--- RESOLVED, that shareholders of The Goldman Sachs Group, Inc. [read post]
19 Dec 2011, 6:25 am
The Trustee’s responsibilities include the recovery of Madoff’s assets from any available sources. [read post]
15 Dec 2011, 4:22 am
Lawrence]; Susan Heyes Inc. v. [read post]
14 Dec 2011, 7:05 pm
NY Financial Services, LLC RAB Performance Recoveries, LLC Rushmore Recoveries Metro Portfolios LVNV Funding, LLC Erin Capital Management Gemini Asset Recoveries Independence Receivables Metro Portfolios Northstar Capital Acquisition NY Financial Services Pinpoint Technologies RJM Acquisitions Rushmore Recoveries Worldwide Asset Purchasing CACH, LLC CACV – Collect America [read post]
14 Dec 2011, 3:45 am
bit.ly/rAiq38 (Casper Manes) Privacy Update at Google and Microsoft - bit.ly/u3BfNB (Peter Vogel) Your Ethical And Legal Duties When Using Wireless Networks | Forbes - onforb.es/s3Lqa3 (Ben Kerschberg) Twitter Hashtags of the Week #eDiscovery #eDisclosure #LTNY Vendor Views Industry Landscape AccessData(R) Named SC Innovator for Second Year by SC Magazine – MarketWatch bit.ly/sN1jTe (Business Wire) ASG Software Solutions Acquires Data… [read post]
13 Dec 2011, 1:39 pm
Malarz and Lin (who was at the time a registered representative at LPL Financial Corporation), allegedly solicited investors to invest in Malarz Equity Investments, LLC and Malarz Equity Investment, Inc., which were purportedly in the business of converting apartments to condominiums, and then selling condominium units to purchasers. [read post]
8 Dec 2011, 6:58 pm
In re Heartland Payment Systems, Inc. [read post]
5 Dec 2011, 1:31 pm
[#Energy/OilSpill] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
3 Dec 2011, 9:56 am
LANE, Appellees. 1st District.Civil procedure -- Service of process -- Foreign corporations -- Service of process on defendant corporation quashed -- Plaintiff attempted to perform substitute service pursuant to incorrect Florida long arm jurisdiction statute -- Further, plaintiff did not strictly comply with requirements for substituted service against domestic corporation, which requires notification by registered or certified mail to defendant after… [read post]
1 Dec 2011, 10:43 am
Shaw, formerly of VSR Financial Services Inc. of Baton Rouge, La., was barred from the industry for his role in the sale of a private placement offered by DBSI, as well as several other private placements. [read post]
30 Nov 2011, 3:00 pm
., Inc., 23 F.3d 1508, 1511 (9th Cir. 1994)); see also Defenders of Wildlife v. [read post]
30 Nov 2011, 1:02 pm
In one example of a regulatory action, Brian Boppre, the former president of Capital Financial Services Inc., submitted a Letter of Acceptance, Waiver to and Consent (AWC) to FINRA. [read post]
29 Nov 2011, 3:29 pm
Shaw, formerly associated with VSR Financial Services, Inc. of Baton Rouge, LA, was barred from the industry in connection with the sale of a private placement offered by DBSI, Inc. and several additional private placements offered by other issuers. [read post]
28 Nov 2011, 5:16 am
Arrow Financial Services (10-1195). [read post]
27 Nov 2011, 12:18 pm
LPL Financial LLC has been fined $100,000 for failing to supervise Jack Kleck, a broker who sold unsuitably risky investments to clients in their 80s, the Oregon Department of Consumer and Business Services announced on Nov. 22. [read post]
23 Nov 2011, 1:24 pm
Chase Investment Services Corp. has been ordered to reimburse customers $1.92 million for losses they incurred after Chase Investment brokers recommended the customers purchase unsuitable unit investment trusts and floating rate loan funds, the Financial Industry Regulatory Authority (FINRA) announced on Nov. 15. [read post]
23 Nov 2011, 12:11 pm
[#Climate] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
23 Nov 2011, 5:34 am
According to charging documents, Schwartz was president of Allied Health Care Services, Inc. [read post]
18 Nov 2011, 3:30 am
Bestcomp, Inc., No. 6:11–cv–00050, 2011 WL 4499427 (W.D. [read post]
