Search for: "Gary Gensler"
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13 Jan 2012, 8:42 am
Heading into 2012, regulators will have some catching up to do, though many regulators, namely Securities and Exchange Commission (SEC) Chair Mary Schapiro and Commodity Futures Trading Commission Chair Gary Gensler, have repeatedly emphasized that they are more focused on “getting the rules right” than they are on meeting deadlines. [read post]
26 Nov 2022, 6:30 am
Last year, the SEC replaced all five Trump-era members, with SEC Chair Gary Gensler stating his hope that this would set the PCAOB “on a path to better protect investors by ensuring that public company audits are informative, accurate, and independent. [read post]
20 Dec 2024, 6:30 am
McDonald, Sullivan & Cromwell LLP, on Monday, December 16, 2024 Tags: Crypto, Gary Gensler, SEC, SEC enforcement The Cleansing Effect of Shareholder Approval in a World of Common Ownership Posted by Marcel Kahan (New York University School of Law) and Edward Rock (New York University School of Law), on Monday, December 16, 2024 Tags: Delaware courts, fiduciary duty, IPOs, Shareholders The Future of Asset Management: ETFs, Alts, and Private Markets Reshape the Retail… [read post]
13 May 2021, 7:06 am
But, the Statement does leave open the possibility that data gathered as part of this process could change the SEC’s current view that securities exchanges are not able adequately police fraudulent and manipulative conduct in the underlying market for Bitcoin, a sentiment that new SEC Chairman Gary Gensler echoed during recent Congressional testimony. [read post]
5 Feb 2010, 5:00 am
Earlier this week, Commodity Futures Trading Commission Chairman Gary Gensler clarified that no matter what you might have assumed back in 1983, Billy Ray Valentine (Eddie Murphy) and Louis Winthorpe III (Dan Aykroyd) did not commit insider trading when they made millions trading on orange juice futures in the movie Trading Places. [read post]
4 Aug 2022, 6:30 am
In his statement, SEC Chair Gary Gensler indicated that the proposed amendments would “improve the shareholder proposal process” by providing “greater certainty as to the circumstances in which companies are able to exclude shareholder proposals from their proxy statements. [read post]
14 Jan 2010, 11:17 am
“These proposed rules for retail foreign exchange trading are important steps in implementing the additional consumer protections authorized in the 2008 Farm Bill,” CFTC Chairman Gary Gensler said. [read post]
16 Jul 2023, 6:30 am
According to Securities and Exchange Commission (SEC) Chair Gary Gensler, “In 2021, buybacks amounted to nearly $950 billion and reportedly reached more than $1.25 trillion in 2022”. [1] In 2023, the SEC revised rules issued in 1982 governing buybacks to require quarterly reporting of daily officer and director stock transactions that occur during a period of a stock repurchase program in addition to narrative disclosure of the details of the company’s buyback… [read post]
16 Jun 2011, 10:01 pm
Sanders said if the agency failed to meet the two-week deadline outlined in his legislation, he would call for the resignation of commission chair Gary Gensler. [read post]
22 Jan 2023, 6:30 am
To address these concerns, the SEC issued a proposal about a year ago consistent with prior statements made by SEC Chair Gary Gensler, as well as recommendations made to the SEC by the Investor Advisory Committee, with respect to 10b5-1 Plans. [1] The proposal included new conditions to the availability of the Rule 10b5-1 affirmative defense, such as cooling-off periods between adoption of a 10b5-1 Plan and the first trade thereunder, limitations on multiple overlapping 10b5-1… [read post]
23 Dec 2021, 4:20 am
Towards the end of 2021, we saw the regulatory engines fire up at the SEC under the leadership of SEC Chair Gary Gensler, which has exposed just the tip of the iceberg of a broad and aggressive regulatory agenda. [read post]
31 Jul 2023, 12:06 pm
” According to SEC Chair Gary Gensler, “Whether a company loses a factory in a fire—or millions of files in a cybersecurity incident—it may be material to investors. [read post]
18 Mar 2014, 9:30 pm
Last year, then-Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler released guidance on cross-border derivatives transactions, stoking the ire of both domestic market participants and EU authorities. [read post]
30 Jan 2024, 9:04 pm
This statement was issued on January 30, 2024, by Gary Gensler, chair of the U.S. [read post]
26 Aug 2024, 2:54 pm
According to SEC Chair Gary Gensler, the program “has greatly aided the Commission’s work to protect investors. [read post]
25 Jun 2021, 5:03 pm
While SEC Chairman Gary Gensler continues to push for a multi-agency approach, the case against Ripple means that in the short term Federal agencies will favor the “enforcement over regulation approach,” and approach that brings little clarity. [read post]
3 Oct 2022, 7:52 am
But in June of 2022, the current SEC chairman, Gary Gensler, said that Bitcoin was the only cryptocurrency he was comfortable calling a commodity. [read post]
2 Sep 2021, 3:30 am
That’s because in a speech delivered yesterday, SEC Chair Gary Gensler reiterated previous comments to the effect that the Staff is “developing a proposal for the Commission’s consideration on cybersecurity risk governance, which could address issues such as cyber hygiene and incident reporting. [read post]
29 Oct 2010, 5:37 pm
Based on Financial Stability Board principles, one of which says that bonuses should diminish or disappear in the event of poor business unit performance, the EU has adopted binding rules that will apply to bonuses paid in 2010.Regarding derivatives, Commission Barnier said that he has worked closely with CFTC Chair Gary Gensler to ensure that the final EU derivatives legislation is consistent with the approach taken by the Dodd-Frank Act. [read post]
7 Jun 2021, 3:30 am
Here’s an excerpt: The sudden firing followed mounting pressure from [Senators] Warren, Sanders and several left-leaning groups who in recent weeks called on SEC Chair Gary Gensler to replace the entire board leading the PCAOB. [read post]
